X0206 3 2023-01-01 0 0001591956 Sphere 3D Corp. ANY 0001888940 Trompeter Patricia C/O SPHERE 3D CORP. 51 WEAVER STREET 4 GREENWICH OFFICE PARK BLDG 4, STE 100 GREENWICH CT 06831 1 1 0 0 CEO Common Stock 194865 D Restricted Stock Unit (RSU) Common Stock 400000 D Non-Qualified Stock Option (right to buy) 1.80 2028-04-08 Common Stock 750000 D These RSUs represent one award. The underlying shares and vesting schedules are as follows: 150,000 shares vest on 4/8/23; 125,000 shares vest on 4/8/24 and 125,000 shares vest on 4/8/25. Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. 150,000 stock options are vested and exercisable; 225,000 stock options vest on 4/8/23; 187,500 stock options vest on 4/8/24 and 187,500 stock options vest on 4/8/25. The Board of Directors of Sphere 3D Corp. (the "Company") has determined that as of June 30, 2022, the Company was no longer a foreign private issuer. As a result, effective January 1, 2023, the Company is required to comply with the reporting requirements and use the filing forms applicable to U.S. public companies under U.S. securities laws, including reports required under Section 16 of the U.S. Securities Exchange Act of 1934. By: Denise Garrett For: Patricia Trompeter 2023-01-03