X0206 3 2023-01-01 0 0001591956 Sphere 3D Corp. ANY 0001409130 Kalbfleisch Kurt L. C/O SPHERE 3D CORP. 51 WEAVER STREET 4 GREENWICH OFFICE PARK BLDG 4, STE 100 GREENWICH CT 06831 0 1 0 0 SVP and CFO Common Stock 370574 D Common Stock 15000 I Daughter Common Stock 15000 I Son Non-Qualified Stock Option (right to buy) 0.6789 2028-06-27 Common Stock 225000 D Restricted Stock Unit (RSU) Common Stock 260000 D 45,000 stock options are vested and exercisable; 67,500 stock options vest on 6/20/23; 56,250 stock options vest on 6/20/24; and 56,250 stock options vest on 6/20/25. These RSUs represent one award. The underlying shares and vesting schedules are as follows: 97,500 shares vest on 6/20/23; 81,250 shares vest on 6/20/24 and 81,250 shares vest on 6/20/25. Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. The Board of Directors of Sphere 3D Corp. (the "Company") has determined that as of June 30, 2022, the Company was no longer a foreign private issuer. As a result, effective January 1, 2023, the Company is required to comply with the reporting requirements and use the filing forms applicable to U.S. public companies under U.S. securities laws, including reports required under Section 16 of the U.S. Securities Exchange Act of 1934. By: Denise Garrett For: Kurt Kalbfleisch 2023-01-03