0001209191-20-060064.txt : 20201123 0001209191-20-060064.hdr.sgml : 20201123 20201123180938 ACCESSION NUMBER: 0001209191-20-060064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201119 FILED AS OF DATE: 20201123 DATE AS OF CHANGE: 20201123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Masterman Andrew CENTRAL INDEX KEY: 0001591931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38579 FILM NUMBER: 201339363 MAIL ADDRESS: STREET 1: 401 PLYMOUTH ROAD, SUITE 500 CITY: PLYMOUTH MEETING STATE: PA ZIP: 19462-1646 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BrightView Holdings, Inc. CENTRAL INDEX KEY: 0001734713 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 464190788 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 980 JOLLY ROAD STREET 2: SUITE 300 CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: (484) 567-7204 MAIL ADDRESS: STREET 1: 980 JOLLY ROAD STREET 2: SUITE 300 CITY: BLUE BELL STATE: PA ZIP: 19422 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-11-19 0 0001734713 BrightView Holdings, Inc. BV 0001591931 Masterman Andrew C/O BRIGHTVIEW HOLDINGS, INC. 980 JOLLY ROAD, SUITE 300 BLUE BELL PA 19422 1 1 0 0 President & CEO Common Stock 2020-11-22 4 M 0 8436 A 548315 D Common Stock 2020-11-22 4 M 0 3295 A 551610 D Common Stock 2020-11-22 4 F 0 2408 14.18 D 549202 D Common Stock 2020-11-22 4 F 0 863 14.18 D 548338 D Stock Options (Right to Buy) 13.78 2020-11-19 4 A 0 212604 0.00 A 2030-11-19 Common Stock 212604 212604 D Restricted Stock Units 2020-11-19 4 A 0 108853 0.00 A Common Stock 108853 108853 D Restricted Stock Units 2020-11-22 4 M 0 8436 0.00 D Common Stock 8436 75933 D Restricted Stock Units 2020-11-22 4 M 0 3295 0.00 D Common Stock 3295 3487 D Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis. Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria. Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 22, 2020. Represents a grant of time-based options that vest in four equal annual installments beginning on November 19, 2021. Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof). Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021. Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023. Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020. /s/ Jonathan M. Gottsegen, as Attorney-in-Fact 2020-11-23