0000899243-18-029898.txt : 20181130
0000899243-18-029898.hdr.sgml : 20181130
20181130183528
ACCESSION NUMBER: 0000899243-18-029898
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180627
FILED AS OF DATE: 20181130
DATE AS OF CHANGE: 20181130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Masterman Andrew
CENTRAL INDEX KEY: 0001591931
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38579
FILM NUMBER: 181212378
MAIL ADDRESS:
STREET 1: 401 PLYMOUTH ROAD, SUITE 500
CITY: PLYMOUTH MEETING
STATE: PA
ZIP: 19462-1646
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BrightView Holdings, Inc.
CENTRAL INDEX KEY: 0001734713
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700]
IRS NUMBER: 464190788
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 401 PLYMOUTH ROAD
STREET 2: SUITE 500
CITY: PLYMOUTH MEETING
STATE: PA
ZIP: 19462-1646
BUSINESS PHONE: (484) 567-7204
MAIL ADDRESS:
STREET 1: 401 PLYMOUTH ROAD
STREET 2: SUITE 500
CITY: PLYMOUTH MEETING
STATE: PA
ZIP: 19462-1646
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-06-27
0
0001734713
BrightView Holdings, Inc.
BV
0001591931
Masterman Andrew
C/O BRIGHTVIEW HOLDINGS, INC.,
401 PLYMOUTH ROAD, SUITE 500
PLYMOUTH MEETING
PA
19462
1
1
0
0
Chief Executive Officer
Common Stock
2018-06-27
4
A
0
382826
A
382826
D
Common Stock
2018-11-28
4
A
0
33486
0.00
A
416312
D
Common Stock
2018-11-28
4
A
0
101920
0.00
A
518232
D
Stock Options (Right to Buy)
22.00
2018-06-27
4
A
0
649999
0.00
A
2028-06-27
Common Stock
649999
649999
D
Stock Options (Right to Buy)
22.00
2018-06-27
4
A
0
22727
A
2028-06-27
Common Stock
22727
22727
D
Stock Options (Right to Buy)
22.00
2018-06-27
4
A
0
129999
A
2028-06-27
Common Stock
129999
129999
D
Stock Options (Right to Buy)
22.00
2018-11-28
4
A
0
107636
0.00
A
2028-06-27
Common Stock
107636
237635
D
Stock Options (Right to Buy)
13.49
2018-11-28
4
A
0
236490
0.00
A
2028-11-28
Common Stock
236490
236490
D
These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.
Includes unvested shares of restricted stock.
Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.
Represents common stock of the Issuer acquired upon settlement of performance-based restricted stock unit awards previously granted to the Reporting Person.
Represents a grant of time-based restricted stock that vests as follows: 10% vests on November 28, 2019, 20% vests on November 28, 2020, 30% vests on November 28, 2021 and 40% vests on November 28, 2022.
Represents time-based options of which 20% are vested. The remaining 80% will vest in four equal annual installments beginning on December 22, 2018.
Represents time-based options that vest in five equal installments beginning on February 21, 2019.
Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable.
Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria.
Represents options acquired upon settlement of performance-based stock option awards previously granted to the Reporting Person.
Represents a grant of time-based options that vest as follows: 10% vests on November 28, 2019, 20% vests on November 28, 2020, 30% vests on November 28, 2021 and 40% vests on November 28, 2022.
/s/ Jonathan M. Gottsegen, as Attorney-in-Fact
2018-11-30