0000899243-18-029898.txt : 20181130 0000899243-18-029898.hdr.sgml : 20181130 20181130183528 ACCESSION NUMBER: 0000899243-18-029898 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180627 FILED AS OF DATE: 20181130 DATE AS OF CHANGE: 20181130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Masterman Andrew CENTRAL INDEX KEY: 0001591931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38579 FILM NUMBER: 181212378 MAIL ADDRESS: STREET 1: 401 PLYMOUTH ROAD, SUITE 500 CITY: PLYMOUTH MEETING STATE: PA ZIP: 19462-1646 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BrightView Holdings, Inc. CENTRAL INDEX KEY: 0001734713 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 464190788 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 401 PLYMOUTH ROAD STREET 2: SUITE 500 CITY: PLYMOUTH MEETING STATE: PA ZIP: 19462-1646 BUSINESS PHONE: (484) 567-7204 MAIL ADDRESS: STREET 1: 401 PLYMOUTH ROAD STREET 2: SUITE 500 CITY: PLYMOUTH MEETING STATE: PA ZIP: 19462-1646 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-27 0 0001734713 BrightView Holdings, Inc. BV 0001591931 Masterman Andrew C/O BRIGHTVIEW HOLDINGS, INC., 401 PLYMOUTH ROAD, SUITE 500 PLYMOUTH MEETING PA 19462 1 1 0 0 Chief Executive Officer Common Stock 2018-06-27 4 A 0 382826 A 382826 D Common Stock 2018-11-28 4 A 0 33486 0.00 A 416312 D Common Stock 2018-11-28 4 A 0 101920 0.00 A 518232 D Stock Options (Right to Buy) 22.00 2018-06-27 4 A 0 649999 0.00 A 2028-06-27 Common Stock 649999 649999 D Stock Options (Right to Buy) 22.00 2018-06-27 4 A 0 22727 A 2028-06-27 Common Stock 22727 22727 D Stock Options (Right to Buy) 22.00 2018-06-27 4 A 0 129999 A 2028-06-27 Common Stock 129999 129999 D Stock Options (Right to Buy) 22.00 2018-11-28 4 A 0 107636 0.00 A 2028-06-27 Common Stock 107636 237635 D Stock Options (Right to Buy) 13.49 2018-11-28 4 A 0 236490 0.00 A 2028-11-28 Common Stock 236490 236490 D These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018. Includes unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria. Represents common stock of the Issuer acquired upon settlement of performance-based restricted stock unit awards previously granted to the Reporting Person. Represents a grant of time-based restricted stock that vests as follows: 10% vests on November 28, 2019, 20% vests on November 28, 2020, 30% vests on November 28, 2021 and 40% vests on November 28, 2022. Represents time-based options of which 20% are vested. The remaining 80% will vest in four equal annual installments beginning on December 22, 2018. Represents time-based options that vest in five equal installments beginning on February 21, 2019. Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable. Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria. Represents options acquired upon settlement of performance-based stock option awards previously granted to the Reporting Person. Represents a grant of time-based options that vest as follows: 10% vests on November 28, 2019, 20% vests on November 28, 2020, 30% vests on November 28, 2021 and 40% vests on November 28, 2022. /s/ Jonathan M. Gottsegen, as Attorney-in-Fact 2018-11-30