UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Item 5.03 Amendment to Articles of Incorporation or Bylaws; Change in Fiscal Year.
On October 11, 2022, FG Financial Group, Inc. (the “Company”) filed with the Secretary of State of the State of Delaware a Certificate of Correction (the “Certificate of Correction”) to the Certificate of Amendment of the Company’s Fourth Amended and Restated Certificate of Incorporation, dated September 27, 2022 (the “Certificate of Amendment”).
The Certificate of Correction corrects an inaccuracy in the Certificate of Amendment, which provides that the par value of the Company’s 8.00% Cumulative Preferred Stock, Series A, is $0.001 per share instead of $25.00 per share. This summary of the Certificate of Correction is qualified in its entirety by reference to the Certificate of Correction, a copy of which is attached hereto as Exhibit 3.1 and incorporated by reference herein.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
| Exhibit No. | Description | |
| 3.1 | Certificate of Correction, dated October 11, 2022, to the Certificate of Amendment of the Fourth Amended and Restated Certificate of Incorporation of FG Financial Group, Inc. | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| FG FINANCIAL GROUP, INC. | ||
| Date: October 12, 2022 | By: | /s/ Hassan R. Baqar |
| Name: | Hassan R. Baqar | |
| Title: | Executive Vice President and Chief Financial Officer | |