The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMBARELLA ORD | Common | G037AX101 | 1,836 | 24,252 | SH | SOLE | No | 24,252 | 0 | 0 | |
AMBARELLA ORD | Common | G037AX101 | 15,483 | 204,500 | SH | Call | SOLE | No | 204,500 | 0 | 0 |
AMBARELLA ORD | Common | G037AX101 | 22,531 | 297,600 | SH | Put | SOLE | No | 297,600 | 0 | 0 |
APPROACH RESOURCES ORD | Common | 03834A103 | 2,892 | 438,800 | SH | SOLE | No | 438,800 | 0 | 0 | |
APPROACH RESOURCES ORD | Common | 03834A103 | 3,400 | 516,000 | SH | Put | SOLE | No | 516,000 | 0 | 0 |
BOX CL A ORD | Common | 10316T104 | 4,803 | 243,200 | SH | SOLE | No | 243,200 | 0 | 0 | |
BOX CL A ORD | Common | 10316T104 | 4,803 | 243,200 | SH | Put | SOLE | No | 243,200 | 0 | 0 |
CONNS ORD | Common | 208242107 | 1,977 | 65,300 | SH | SOLE | No | 65,300 | 0 | 0 | |
CONNS ORD | Common | 208242107 | 1,977 | 65,300 | SH | Put | SOLE | No | 65,300 | 0 | 0 |
CYPRESS SEMICONDUCTOR ORD | Common | 232806109 | 959 | 68,000 | SH | SOLE | No | 68,000 | 0 | 0 | |
CYPRESS SEMICONDUCTOR ORD | Common | 232806109 | 959 | 68,000 | SH | Put | SOLE | No | 68,000 | 0 | 0 |
3D SYSTEMS ORD | Common | 88554D205 | 11,407 | 416,000 | SH | SOLE | No | 416,000 | 0 | 0 | |
3D SYSTEMS ORD | Common | 88554D205 | 5,484 | 200,000 | SH | Call | SOLE | No | 200,000 | 0 | 0 |
3D SYSTEMS ORD | Common | 88554D205 | 17,584 | 641,300 | SH | Put | SOLE | No | 641,300 | 0 | 0 |
NOW ORD | Common | 67011P100 | 9,102 | 420,600 | SH | SOLE | No | 420,600 | 0 | 0 | |
NOW ORD | Common | 67011P100 | 4,328 | 200,000 | SH | Call | SOLE | No | 200,000 | 0 | 0 |
NOW ORD | Common | 67011P100 | 9,102 | 420,600 | SH | Put | SOLE | No | 420,600 | 0 | 0 |
DREAMWORKS ANIMATION SKG CL A ORD | Common | 26153C103 | 1,268 | 52,400 | SH | SOLE | No | 52,400 | 0 | 0 | |
DREAMWORKS ANIMATION SKG CL A ORD | Common | 26153C103 | 1,268 | 52,400 | SH | Put | SOLE | No | 52,400 | 0 | 0 |
EMC ORD | Common | 268648102 | 1,347 | 52,700 | SH | SOLE | No | 52,700 | 0 | 0 | |
EMC ORD | Common | 268648102 | 1,347 | 52,700 | SH | Put | SOLE | No | 52,700 | 0 | 0 |
ENERGY TRANSFER PARTNERS UNT | Common | 29273R109 | 2,815 | 50,500 | SH | SOLE | No | 50,500 | 0 | 0 | |
ENERGY TRANSFER PARTNERS UNT | Common | 29273R109 | 2,815 | 50,500 | SH | Put | SOLE | No | 50,500 | 0 | 0 |
ENERGY XXI ORD | Common | G10082140 | 546 | 150,000 | SH | SOLE | No | 150,000 | 0 | 0 | |
ENERGY XXI ORD | Common | G10082140 | 546 | 150,000 | SH | Put | SOLE | No | 150,000 | 0 | 0 |
FMSA HLDG ORD | Common | 30255X106 | 152 | 21,000 | SH | SOLE | No | 21,000 | 0 | 0 | |
FMSA HLDG ORD | Common | 30255X106 | 152 | 21,000 | SH | Put | SOLE | No | 21,000 | 0 | 0 |
FRESHPET INC | Common | 358039105 | 995 | 51,200 | SH | Call | SOLE | No | 51,200 | 0 | 0 |
FRESHPET INC | Common | 358039105 | 1,127 | 58,000 | SH | Put | SOLE | No | 58,000 | 0 | 0 |
ROCKET FUEL ORD | Common | 773111109 | 609 | 66,200 | SH | SOLE | No | 66,200 | 0 | 0 | |
ROCKET FUEL ORD | Common | 773111109 | 609 | 66,200 | SH | Put | SOLE | No | 66,200 | 0 | 0 |
GOODRICH PETE CORP | Common | 382410405 | 1,066 | 300,200 | SH | Call | SOLE | No | 300,200 | 0 | 0 |
GOODRICH PETE CORP | Common | 382410405 | 1,140 | 321,100 | SH | Put | SOLE | No | 321,100 | 0 | 0 |
GAMESTOP CL A ORD | Common | 36467W109 | 2,895 | 76,256 | SH | SOLE | No | 76,256 | 0 | 0 | |
GAMESTOP CL A ORD | Common | 36467W109 | 10,970 | 289,000 | SH | Call | SOLE | No | 289,000 | 0 | 0 |
GAMESTOP CL A ORD | Common | 36467W109 | 14,148 | 372,700 | SH | Put | SOLE | No | 372,700 | 0 | 0 |
GOGO ORD | Common | 38046C109 | 9,544 | 500,723 | SH | SOLE | No | 500,723 | 0 | 0 | |
GOGO ORD | Common | 38046C109 | 10,736 | 563,300 | SH | Put | SOLE | No | 563,300 | 0 | 0 |
GOOGLE CL A ORD | Common | 38259P508 | 6,934 | 12,500 | SH | SOLE | No | 12,500 | 0 | 0 | |
GOOGLE CL A ORD | Common | 38259P508 | 6,934 | 12,500 | SH | Put | SOLE | No | 12,500 | 0 | 0 |
GOPRO INC | Common | 38268T103 | 5,860 | 135,000 | SH | Call | SOLE | No | 135,000 | 0 | 0 |
GOPRO INC | Common | 38268T103 | 5,860 | 135,000 | SH | Put | SOLE | No | 135,000 | 0 | 0 |
JUNO THERAPEUTICS ORD | Common | 48205A109 | 1,335 | 22,000 | SH | SOLE | No | 22,000 | 0 | 0 | |
JUNO THERAPEUTICS ORD | Common | 48205A109 | 1,335 | 22,000 | SH | Put | SOLE | No | 22,000 | 0 | 0 |
KING DIGITAL ENTERTAINMENT ORD | Common | G5258J109 | 566 | 35,300 | SH | SOLE | No | 35,300 | 0 | 0 | |
KING DIGITAL ENTERTAINMENT ORD | Common | G5258J109 | 566 | 35,300 | SH | Put | SOLE | No | 35,300 | 0 | 0 |
KANDI TECHNOLGIES GROUP ORD | Common | 483709101 | 528 | 42,600 | SH | SOLE | No | 42,600 | 0 | 0 | |
KANDI TECHNOLGIES GROUP ORD | Common | 483709101 | 2,577 | 208,000 | SH | Call | SOLE | No | 208,000 | 0 | 0 |
KANDI TECHNOLGIES GROUP ORD | Common | 483709101 | 3,105 | 250,600 | SH | Put | SOLE | No | 250,600 | 0 | 0 |
LENDINGCLUB ORD | Common | 52603A109 | 1,847 | 94,000 | SH | SOLE | No | 94,000 | 0 | 0 | |
LENDINGCLUB ORD | Common | 52603A109 | 1,847 | 94,000 | SH | Put | SOLE | No | 94,000 | 0 | 0 |
LEGACY RESERVES UNT | Common | 524707304 | 187 | 18,500 | SH | SOLE | No | 18,500 | 0 | 0 | |
LEGACY RESERVES UNT | Common | 524707304 | 187 | 18,500 | SH | Put | SOLE | No | 18,500 | 0 | 0 |
LINN ENERGY UNT | Common | 536020100 | 2,646 | 239,200 | SH | SOLE | No | 239,200 | 0 | 0 | |
LINN ENERGY UNT | Common | 536020100 | 2,646 | 239,200 | SH | Put | SOLE | No | 239,200 | 0 | 0 |
EL POLLO LOCO HOLDINGS ORD | Common | 268603107 | 3,381 | 132,000 | SH | SOLE | No | 132,000 | 0 | 0 | |
EL POLLO LOCO HOLDINGS ORD | Common | 268603107 | 3,381 | 132,000 | SH | Put | SOLE | No | 132,000 | 0 | 0 |
MOBILEYE ORD | Common | N51488117 | 475 | 11,294 | SH | SOLE | No | 11,294 | 0 | 0 | |
MOBILEYE ORD | Common | N51488117 | 2,080 | 49,500 | SH | Call | SOLE | No | 49,500 | 0 | 0 |
MOBILEYE ORD | Common | N51488117 | 2,576 | 61,300 | SH | Put | SOLE | No | 61,300 | 0 | 0 |
NOODLES CL A ORD | Common | 65540B105 | 209 | 12,000 | SH | SOLE | No | 12,000 | 0 | 0 | |
NOODLES CL A ORD | Common | 65540B105 | 209 | 12,000 | SH | Put | SOLE | No | 12,000 | 0 | 0 |
NATIONSTAR MORTGAGE HOLDINGS ORD | Common | 63861C109 | 10,405 | 420,070 | SH | SOLE | No | 420,070 | 0 | 0 | |
NATIONSTAR MORTGAGE HOLDINGS ORD | Common | 63861C109 | 10,634 | 429,300 | SH | Put | SOLE | No | 429,300 | 0 | 0 |
NORTHWEST BIOTHERAPEUTICS ORD | Common | 66737P600 | 369 | 50,000 | SH | SOLE | No | 50,000 | 0 | 0 | |
NORTHWEST BIOTHERAPEUTICS ORD | Common | 66737P600 | 369 | 50,000 | SH | Put | SOLE | No | 50,000 | 0 | 0 |
OCWEN FINANCIAL ORD | Common | 675746309 | 1,485 | 180,000 | SH | SOLE | No | 180,000 | 0 | 0 | |
OCWEN FINANCIAL ORD | Common | 675746309 | 1,485 | 180,000 | SH | Put | SOLE | No | 180,000 | 0 | 0 |
ONEOK PARTNERS UNT | Common | 68268N103 | 6,420 | 157,200 | SH | SOLE | No | 157,200 | 0 | 0 | |
ONEOK PARTNERS UNT | Common | 68268N103 | 6,420 | 157,200 | SH | Put | SOLE | No | 157,200 | 0 | 0 |
ON DECK CAPITAL ORD | Common | 682163100 | 1,014 | 47,615 | SH | SOLE | No | 47,615 | 0 | 0 | |
ON DECK CAPITAL ORD | Common | 682163100 | 1,045 | 49,100 | SH | Put | SOLE | No | 49,100 | 0 | 0 |
PILGRIMS PRIDE ORD | Common | 72147K108 | 3,775 | 167,096 | SH | SOLE | No | 167,096 | 0 | 0 | |
PILGRIMS PRIDE ORD | Common | 72147K108 | 3,800 | 168,200 | SH | Put | SOLE | No | 168,200 | 0 | 0 |
STURM RUGER ORD | Common | 864159108 | 610 | 12,300 | SH | SOLE | No | 12,300 | 0 | 0 | |
STURM RUGER ORD | Common | 864159108 | 610 | 12,300 | SH | Put | SOLE | No | 12,300 | 0 | 0 |
TRANSOCEAN ORD | Common | H8817H100 | 16,014 | 1,091,626 | SH | SOLE | No | 1,091,626 | 0 | 0 | |
TRANSOCEAN ORD | Common | H8817H100 | 5,837 | 397,900 | SH | Call | SOLE | No | 397,900 | 0 | 0 |
TRANSOCEAN ORD | Common | H8817H100 | 24,016 | 1,637,100 | SH | Put | SOLE | No | 1,637,100 | 0 | 0 |
SPRINT ORD | Common | 85207U105 | 150 | 31,700 | SH | SOLE | No | 31,700 | 0 | 0 | |
SPRINT ORD | Common | 85207U105 | 150 | 31,700 | SH | Put | SOLE | No | 31,700 | 0 | 0 |
SEARS HOLDINGS ORD | Common | 812350106 | 4,481 | 108,300 | SH | Call | SOLE | No | 108,300 | 0 | 0 |
SEARS HOLDINGS ORD | Common | 812350106 | 5,156 | 124,600 | SH | Put | SOLE | No | 124,600 | 0 | 0 |
SYNCHRONY FINANCIAL ORD | Common | 87165B103 | 476 | 15,700 | SH | SOLE | No | 15,700 | 0 | 0 | |
SYNCHRONY FINANCIAL ORD | Common | 87165B103 | 2,999 | 98,800 | SH | Call | SOLE | No | 98,800 | 0 | 0 |
SYNCHRONY FINANCIAL ORD | Common | 87165B103 | 476 | 15,700 | SH | Put | SOLE | No | 15,700 | 0 | 0 |
ULTRA PETROLEUM ORD | Common | 903914109 | 6,315 | 404,021 | SH | SOLE | No | 404,021 | 0 | 0 | |
ULTRA PETROLEUM ORD | Common | 903914109 | 1,329 | 85,000 | SH | Call | SOLE | No | 85,000 | 0 | 0 |
ULTRA PETROLEUM ORD | Common | 903914109 | 10,106 | 646,600 | SH | Put | SOLE | No | 646,600 | 0 | 0 |
PROSHARES ULTRA VIX SHORT TERM ETF | Common | 74347W346 | 707 | 47,000 | SH | Put | SOLE | No | 47,000 | 0 | 0 |
PROSHARES ULTRA VIX SHORT TERM ETF | Common | 74347W346 | 707 | 47,000 | SH | SOLE | No | 47,000 | 0 | 0 | |
VIRNETX HOLDING ORD | Common | 92823T108 | 301 | 49,400 | SH | SOLE | No | 49,400 | 0 | 0 | |
VIRNETX HOLDING ORD | Common | 92823T108 | 301 | 49,400 | SH | Put | SOLE | No | 49,400 | 0 | 0 |
VOXELJET ADR REP 0.2 ORD | Common | 92912L107 | 79 | 10,000 | SH | SOLE | No | 10,000 | 0 | 0 | |
VOXELJET ADR REP 0.2 ORD | Common | 92912L107 | 79 | 10,000 | SH | Put | SOLE | No | 10,000 | 0 | 0 |
VANGUARD NATURAL RESOURCES UNT | Common | 92205F106 | 699 | 50,000 | SH | SOLE | No | 50,000 | 0 | 0 | |
VANGUARD NATURAL RESOURCES UNT | Common | 92205F106 | 699 | 50,000 | SH | Put | SOLE | No | 50,000 | 0 | 0 |
VERA BRADLEY ORD | Common | 92335C106 | 179 | 11,000 | SH | SOLE | No | 11,000 | 0 | 0 | |
VERA BRADLEY ORD | Common | 92335C106 | 179 | 11,000 | SH | Put | SOLE | No | 11,000 | 0 | 0 |
ENERGOUS ORD | Common | 29272C103 | 179 | 19,000 | SH | SOLE | No | 19,000 | 0 | 0 | |
ENERGOUS ORD | Common | 29272C103 | 179 | 19,000 | SH | Put | SOLE | No | 19,000 | 0 | 0 |
WEIGHT WATCHERS INTERNATIONAL ORD | Common | 948626106 | 350 | 50,000 | SH | SOLE | No | 50,000 | 0 | 0 | |
WEIGHT WATCHERS INTERNATIONAL ORD | Common | 948626106 | 2,765 | 395,600 | SH | Call | SOLE | No | 395,600 | 0 | 0 |
WEIGHT WATCHERS INTERNATIONAL ORD | Common | 948626106 | 3,115 | 445,600 | SH | Put | SOLE | No | 445,600 | 0 | 0 |
EXONE ORD | Common | 302104104 | 2,173 | 159,200 | SH | SOLE | No | 159,200 | 0 | 0 | |
EXONE ORD | Common | 302104104 | 2,173 | 159,200 | SH | Put | SOLE | No | 159,200 | 0 | 0 |
YAHOO! ORD | Common | 984332106 | 222 | 5,000 | SH | SOLE | No | 5,000 | 0 | 0 | |
YAHOO! ORD | Common | 984332106 | 222 | 5,000 | SH | Put | SOLE | No | 5,000 | 0 | 0 |