0001950047-23-006193.txt : 20231215 0001950047-23-006193.hdr.sgml : 20231215 20231215165032 ACCESSION NUMBER: 0001950047-23-006193 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231215 DATE AS OF CHANGE: 20231215 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AssetMark Financial Holdings, Inc. CENTRAL INDEX KEY: 0001591587 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 300774039 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-38980 FILM NUMBER: 231491066 BUSINESS ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 800-664-5345 MAIL ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: AqGen Liberty Management II, Inc. DATE OF NAME CHANGE: 20131108 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Wolfsen Natalie Grace CENTRAL INDEX KEY: 0001782587 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O ASSETMARK FINANCIAL HOLDINGS, INC. STREET 2: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 144 1 primary_doc.xml 144 0001782587 XXXXXXXX LIVE 0001591587 ASSETMARK FINANCIAL HOLDINGS, INC. 001-38980 1655 GRANT STREET, 10TH FLOOR CONCORD CA 94520 925-521-2200 NATALIE WOLFSEN Form 144 filer Common Morgan Stanley Smith Barney LLC Executive Financial Services

1 New York Plaza 8th Floor New York NY 10004

2892 77917.52 74265358 12/15/2023 NYSE Common 12/15/2023 Exercise of options under a registered plan Issuer N 2892 12/15/2023 Cash N NATALIE WOLFSEN

1655 GRANT STREET, 10TH FLOOR CONCORD CA 94520

Common 11/16/2023 6424 164341.66 NATALIE WOLFSEN

1655 GRANT STREET, 10TH FLOOR CONCORD CA 94520

Common 11/14/2023 62095 1577660.08 12/15/2023 /s/ Natalie Grace Wolfsen