0001950047-23-005718.txt : 20231206 0001950047-23-005718.hdr.sgml : 20231206 20231206162130 ACCESSION NUMBER: 0001950047-23-005718 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231206 DATE AS OF CHANGE: 20231206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AssetMark Financial Holdings, Inc. CENTRAL INDEX KEY: 0001591587 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 300774039 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-38980 FILM NUMBER: 231469858 BUSINESS ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 800-664-5345 MAIL ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: AqGen Liberty Management II, Inc. DATE OF NAME CHANGE: 20131108 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Hansen Carrie E. CENTRAL INDEX KEY: 0001782584 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O ASSETMARK FINANCIAL HOLDINGS, INC. STREET 2: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 144 1 primary_doc.xml 144 0001782584 XXXXXXXX LIVE 0001591587 ASSETMARK FINANCIAL HOLDINGS, INC. 001-38980 1655 GRANT STREET, 10TH FLOOR CONCORD CA 94520 925-521-2200 CARRIE HANSEN Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services

1 New York Plaza 38th Floor New York NY 10004

11500 301095.30 74265358 12/06/2023 NYSE Common 11/24/2021 Restricted stock vesting under a registered plan Issuer N 11500 11/24/2021 Services Rendered Y 12/06/2023 /s/ Carrie Ellen Hansen