0001950047-23-000685.txt : 20230517 0001950047-23-000685.hdr.sgml : 20230517 20230517161819 ACCESSION NUMBER: 0001950047-23-000685 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230517 DATE AS OF CHANGE: 20230517 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AssetMark Financial Holdings, Inc. CENTRAL INDEX KEY: 0001591587 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 300774039 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-38980 FILM NUMBER: 23931979 BUSINESS ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 800-664-5345 MAIL ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: AqGen Liberty Management II, Inc. DATE OF NAME CHANGE: 20131108 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Angus Ted F. CENTRAL INDEX KEY: 0001782568 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O ASSETMARK FINANCIAL HOLDINGS, INC. STREET 2: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 144 1 primary_doc.xml 144 0001782568 XXXXXXXX LIVE 0001591587 ASSETMARK FINANCIAL HOLDINGS, INC. 001-38980 1655 GRANT STREET, 10TH FLOOR CONCORD CA 94520 925-521-2200 TED ANGUS Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services

1 New York Plaza 38th Floor New York NY 10004

5637 158518.08 73924212 05/17/2023 NYSE Common 06/09/2021 Restricted Stock Units vested under Issuer S-8 Registered Plan Issuer N 1485 06/09/2021 Services Rendered Common 06/08/2022 Restricted Stock Units vested under Issuer S-8 Registered Plan Issuer N 2685 06/08/2022 Services Rendered Common 06/09/2022 Restricted Stock Units vested under Issuer S-8 Registered Plan Issuer N 1467 06/09/2022 Services Rendered Y 05/17/2023 /s/ Ted Fyke Angus