0001591587-24-000002.txt : 20240126 0001591587-24-000002.hdr.sgml : 20240126 20240126173151 ACCESSION NUMBER: 0001591587-24-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231117 FILED AS OF DATE: 20240126 DATE AS OF CHANGE: 20240126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McNatt Joel David JR CENTRAL INDEX KEY: 0001884460 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38980 FILM NUMBER: 24569324 MAIL ADDRESS: STREET 1: C/O ASSETMARK FINANCIAL HOLDINGS INC. STREET 2: 1655 GRANT ST 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AssetMark Financial Holdings, Inc. CENTRAL INDEX KEY: 0001591587 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 300774039 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 800-664-5345 MAIL ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: AqGen Liberty Management II, Inc. DATE OF NAME CHANGE: 20131108 4 1 wk-form4_1706308299.xml FORM 4 X0508 4 2023-11-17 0 0001591587 AssetMark Financial Holdings, Inc. AMK 0001884460 McNatt Joel David JR C/O ASSETMARK FINANCIAL HOLDINGS, INC. 1655 GRANT STREET, 10TH FLOOR CONCORD CA 94520 0 1 0 0 EVP, Investment Solutions 0 Common Stock 2023-11-17 4 S 0 4000 25.17 D 56319 D These transactions were executed in multiple trades at prices ranging from $25.16 to $25.18. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. /s/ Celeste Angelich, as Attorney-in-Fact, for Joel David McNatt Jr. 2024-01-26