0001591587-23-000042.txt : 20231026 0001591587-23-000042.hdr.sgml : 20231026 20231026163610 ACCESSION NUMBER: 0001591587-23-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231024 FILED AS OF DATE: 20231026 DATE AS OF CHANGE: 20231026 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Michael CENTRAL INDEX KEY: 0001782762 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38980 FILM NUMBER: 231350753 MAIL ADDRESS: STREET 1: C/O ASSETMARK FINANCIAL HOLDINGS, INC. STREET 2: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AssetMark Financial Holdings, Inc. CENTRAL INDEX KEY: 0001591587 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 300774039 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 800-664-5345 MAIL ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: AqGen Liberty Management II, Inc. DATE OF NAME CHANGE: 20131108 4 1 wk-form4_1698352561.xml FORM 4 X0508 4 2023-10-24 0 0001591587 AssetMark Financial Holdings, Inc. AMK 0001782762 Kim Michael C/O ASSETMARK FINANCIAL HOLDINGS, INC. 1655 GRANT STREET, 10TH FLOOR CONCORD CA 94520 1 1 0 0 CEO and President 0 Common Stock 2023-10-24 4 A 0 42302 0 A 376610 D Common Stock 41390 I Kim Family Trust Common Stock 1930 I Child Consists of restricted stock units that vest in four equal annual installments on each of September 8 of 2024, 2025, 2026, and 2027 and settle in shares of common stock of the Issuer. Shares held by The Kim Family Trust, dated July 30, 2016. The Reporting Person disclaims beneficial ownership of the shares held directly by his college-aged child, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of the shares held in trust for purposes of Section 16 or for any other purpose. /s/ Celeste Angelich, as Attorney-in-Fact, for Michael Kim 2023-10-26