0001209191-23-005770.txt : 20230131 0001209191-23-005770.hdr.sgml : 20230131 20230131173504 ACCESSION NUMBER: 0001209191-23-005770 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220622 FILED AS OF DATE: 20230131 DATE AS OF CHANGE: 20230131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Michael CENTRAL INDEX KEY: 0001782762 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38980 FILM NUMBER: 23573695 MAIL ADDRESS: STREET 1: C/O ASSETMARK FINANCIAL HOLDINGS, INC. STREET 2: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AssetMark Financial Holdings, Inc. CENTRAL INDEX KEY: 0001591587 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 300774039 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 800-664-5345 MAIL ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: AqGen Liberty Management II, Inc. DATE OF NAME CHANGE: 20131108 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-06-22 0 0001591587 AssetMark Financial Holdings, Inc. AMK 0001782762 Kim Michael C/O ASSETMARK FINANCIAL HOLDINGS, INC. 1655 GRANT STREET, 10TH FLOOR CONCORD CA 94520 0 1 0 0 President & CCO Common Stock 2022-06-22 4 G 0 292516 0.00 D 81258 D Common Stock 2022-06-22 4 G 0 292516 0.00 A 292516 I Kim Family Trust Common Stock 2022-06-26 4 G 0 2490 0.00 D 290026 I Kim Family Trust Common Stock 2022-06-26 4 G 0 830 0.00 A 830 I Child Common Stock 2022-07-15 4 G 0 290000 0.00 D 26 I Kim Family Trust Common Stock 2022-07-15 4 G 0 290000 0.00 A 371258 D Common Stock 2022-12-28 4 G 0 294664 0.00 D 76594 D Common Stock 2022-12-28 4 G 0 294664 0.00 A 294690 I Kim Family Trust Common Stock 2023-01-03 4 G 0 3300 0.00 D 291390 I Kim Family Trust Common Stock 2023-01-03 4 G 0 1100 0.00 A 1930 I Child Shares transferred from the Reporting Person to the Kim Family Trust, dated July 30, 2016. Shares held by The Kim Family Trust, dated July 30, 2016. The Kim Family Trust, dated July 30, 2016, made a gift of 830 shares to each of the Reporting Person's three children. The Reporting Person disclaims beneficial ownership of the shares held directly by his college-aged child, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of the shares held in trust for purposes of Section 16 or for any other purpose. Shares transferred from the Kim Family Trust, dated July 30, 2016, to the Reporting Person. The Kim Family Trust, dated July 30, 2016, made a gift of 1,100 shares to each of the Reporting Person's three children. /s/ Celeste Angelich, as Attorney-in-Fact, for Michael Kim 2023-01-31