0001209191-22-041482.txt : 20220707
0001209191-22-041482.hdr.sgml : 20220707
20220707170418
ACCESSION NUMBER: 0001209191-22-041482
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220608
FILED AS OF DATE: 20220707
DATE AS OF CHANGE: 20220707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Minta-Jacobs Esi
CENTRAL INDEX KEY: 0001806039
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38980
FILM NUMBER: 221072240
MAIL ADDRESS:
STREET 1: C/O ASSETMARK FINANCIAL HOLDINGS, INC.
STREET 2: 1655 GRANT STREET, 10TH FLOOR
CITY: CONCORD
STATE: CA
ZIP: 94520
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AssetMark Financial Holdings, Inc.
CENTRAL INDEX KEY: 0001591587
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 300774039
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1655 GRANT STREET, 10TH FLOOR
CITY: CONCORD
STATE: CA
ZIP: 94520
BUSINESS PHONE: 800-664-5345
MAIL ADDRESS:
STREET 1: 1655 GRANT STREET, 10TH FLOOR
CITY: CONCORD
STATE: CA
ZIP: 94520
FORMER COMPANY:
FORMER CONFORMED NAME: AqGen Liberty Management II, Inc.
DATE OF NAME CHANGE: 20131108
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2022-06-08
2022-06-10
0
0001591587
AssetMark Financial Holdings, Inc.
AMK
0001806039
Minta-Jacobs Esi
C/O ASSETMARK FINANCIAL HOLDINGS, INC.
1655 GRANT STREET, 10TH FLOOR
CONCORD
CA
94520
0
1
0
0
EVP, HR & Project Management
Common Stock
2022-06-08
4
A
0
6141
0.00
A
65409
D
Common Stock
2022-06-09
4
S
0
505
20.00
D
64904
D
Common Stock
2022-06-10
4
S
0
308
19.06
D
64596
D
The amount of restricted stock units that were granted was incorrectly disclosed. This amendment corrects the number of restricted stock units that were granted from 6,140 to 6,141.
The amount of shares beneficially owned was incorrectly disclosed due to a calculation error. This amendment corrects the number of beneficially owned shares following the reported transaction from 66,992 to 65,409.
The amount of shares beneficially owned was incorrectly disclosed due to a calculation error. This amendment corrects the number of beneficially owned shares following the reported transaction from 66,487 to 64,904.
The amount of shares beneficially owned was incorrectly disclosed due to a calculation error. This amendment corrects the number of beneficially owned shares following the reported transaction from 66,179 to 64,596.
This Form 4/A is being amended to (i) correct a calculation error in column 5, and (ii) correct the restricted stock unit grants previously reported on the reporting person's Form 4 filed with the Securities and Exchange Commission on June 10, 2022, which differs by 1 share, due to a rounding error.
/s/ Celeste Angelich, as Attorney-in-Fact, for Esi Minta-Jacobs
2022-07-07