0001209191-22-041482.txt : 20220707 0001209191-22-041482.hdr.sgml : 20220707 20220707170418 ACCESSION NUMBER: 0001209191-22-041482 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220608 FILED AS OF DATE: 20220707 DATE AS OF CHANGE: 20220707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Minta-Jacobs Esi CENTRAL INDEX KEY: 0001806039 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38980 FILM NUMBER: 221072240 MAIL ADDRESS: STREET 1: C/O ASSETMARK FINANCIAL HOLDINGS, INC. STREET 2: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AssetMark Financial Holdings, Inc. CENTRAL INDEX KEY: 0001591587 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 300774039 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 800-664-5345 MAIL ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: AqGen Liberty Management II, Inc. DATE OF NAME CHANGE: 20131108 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2022-06-08 2022-06-10 0 0001591587 AssetMark Financial Holdings, Inc. AMK 0001806039 Minta-Jacobs Esi C/O ASSETMARK FINANCIAL HOLDINGS, INC. 1655 GRANT STREET, 10TH FLOOR CONCORD CA 94520 0 1 0 0 EVP, HR & Project Management Common Stock 2022-06-08 4 A 0 6141 0.00 A 65409 D Common Stock 2022-06-09 4 S 0 505 20.00 D 64904 D Common Stock 2022-06-10 4 S 0 308 19.06 D 64596 D The amount of restricted stock units that were granted was incorrectly disclosed. This amendment corrects the number of restricted stock units that were granted from 6,140 to 6,141. The amount of shares beneficially owned was incorrectly disclosed due to a calculation error. This amendment corrects the number of beneficially owned shares following the reported transaction from 66,992 to 65,409. The amount of shares beneficially owned was incorrectly disclosed due to a calculation error. This amendment corrects the number of beneficially owned shares following the reported transaction from 66,487 to 64,904. The amount of shares beneficially owned was incorrectly disclosed due to a calculation error. This amendment corrects the number of beneficially owned shares following the reported transaction from 66,179 to 64,596. This Form 4/A is being amended to (i) correct a calculation error in column 5, and (ii) correct the restricted stock unit grants previously reported on the reporting person's Form 4 filed with the Securities and Exchange Commission on June 10, 2022, which differs by 1 share, due to a rounding error. /s/ Celeste Angelich, as Attorney-in-Fact, for Esi Minta-Jacobs 2022-07-07