0001209191-22-041480.txt : 20220707
0001209191-22-041480.hdr.sgml : 20220707
20220707170325
ACCESSION NUMBER: 0001209191-22-041480
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220608
FILED AS OF DATE: 20220707
DATE AS OF CHANGE: 20220707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wolfsen Natalie Grace
CENTRAL INDEX KEY: 0001782587
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38980
FILM NUMBER: 221072236
MAIL ADDRESS:
STREET 1: C/O ASSETMARK FINANCIAL HOLDINGS, INC.
STREET 2: 1655 GRANT STREET, 10TH FLOOR
CITY: CONCORD
STATE: CA
ZIP: 94520
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AssetMark Financial Holdings, Inc.
CENTRAL INDEX KEY: 0001591587
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 300774039
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1655 GRANT STREET, 10TH FLOOR
CITY: CONCORD
STATE: CA
ZIP: 94520
BUSINESS PHONE: 800-664-5345
MAIL ADDRESS:
STREET 1: 1655 GRANT STREET, 10TH FLOOR
CITY: CONCORD
STATE: CA
ZIP: 94520
FORMER COMPANY:
FORMER CONFORMED NAME: AqGen Liberty Management II, Inc.
DATE OF NAME CHANGE: 20131108
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2022-06-08
2022-06-10
0
0001591587
AssetMark Financial Holdings, Inc.
AMK
0001782587
Wolfsen Natalie Grace
C/O ASSETMARK FINANCIAL HOLDINGS, INC.
1655 GRANT STREET, 10TH FLOOR
CONCORD
CA
94520
0
1
0
0
EVP, Chief Executive Officer
Common Stock
2022-06-08
4
A
0
30701
0.00
A
422726
D
Stock Appreciation Right
20.92
2022-06-08
4
A
0
263146
0.00
A
2032-06-08
Common Stock
263146
263146
D
The amount of restricted stock units that were granted was incorrectly disclosed. This amendment corrects the number of restricted stock units that were granted from 30,700 to 30,701.
The amount of stock appreciation rights that were granted was incorrectly disclosed. This amendment corrects the number of stock appreciation rights that were granted from 263,145 to 263,146.
The stock appreciation right vests in four equal annual installments on the first four anniversaries of the date of grant.
This Form 4/A is being amended to correct the restricted stock unit grant and stock appreciation right previously reported on the reporting person's Form 4 filed with the Securities and Exchange Commission on June 10, 2022, each of which differs by 1 share, due to a rounding error.
/s/ Celeste Angelich, as Attorney-in-Fact, for Natalie Grace Wolfsen
2022-07-07