0001209191-22-041480.txt : 20220707 0001209191-22-041480.hdr.sgml : 20220707 20220707170325 ACCESSION NUMBER: 0001209191-22-041480 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220608 FILED AS OF DATE: 20220707 DATE AS OF CHANGE: 20220707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wolfsen Natalie Grace CENTRAL INDEX KEY: 0001782587 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38980 FILM NUMBER: 221072236 MAIL ADDRESS: STREET 1: C/O ASSETMARK FINANCIAL HOLDINGS, INC. STREET 2: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AssetMark Financial Holdings, Inc. CENTRAL INDEX KEY: 0001591587 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 300774039 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 800-664-5345 MAIL ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: AqGen Liberty Management II, Inc. DATE OF NAME CHANGE: 20131108 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2022-06-08 2022-06-10 0 0001591587 AssetMark Financial Holdings, Inc. AMK 0001782587 Wolfsen Natalie Grace C/O ASSETMARK FINANCIAL HOLDINGS, INC. 1655 GRANT STREET, 10TH FLOOR CONCORD CA 94520 0 1 0 0 EVP, Chief Executive Officer Common Stock 2022-06-08 4 A 0 30701 0.00 A 422726 D Stock Appreciation Right 20.92 2022-06-08 4 A 0 263146 0.00 A 2032-06-08 Common Stock 263146 263146 D The amount of restricted stock units that were granted was incorrectly disclosed. This amendment corrects the number of restricted stock units that were granted from 30,700 to 30,701. The amount of stock appreciation rights that were granted was incorrectly disclosed. This amendment corrects the number of stock appreciation rights that were granted from 263,145 to 263,146. The stock appreciation right vests in four equal annual installments on the first four anniversaries of the date of grant. This Form 4/A is being amended to correct the restricted stock unit grant and stock appreciation right previously reported on the reporting person's Form 4 filed with the Securities and Exchange Commission on June 10, 2022, each of which differs by 1 share, due to a rounding error. /s/ Celeste Angelich, as Attorney-in-Fact, for Natalie Grace Wolfsen 2022-07-07