0001209191-22-041471.txt : 20220707 0001209191-22-041471.hdr.sgml : 20220707 20220707165816 ACCESSION NUMBER: 0001209191-22-041471 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220608 FILED AS OF DATE: 20220707 DATE AS OF CHANGE: 20220707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Angus Ted F. CENTRAL INDEX KEY: 0001782568 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38980 FILM NUMBER: 221072186 MAIL ADDRESS: STREET 1: C/O ASSETMARK FINANCIAL HOLDINGS, INC. STREET 2: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AssetMark Financial Holdings, Inc. CENTRAL INDEX KEY: 0001591587 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 300774039 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 800-664-5345 MAIL ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: AqGen Liberty Management II, Inc. DATE OF NAME CHANGE: 20131108 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2022-06-08 2022-06-10 0 0001591587 AssetMark Financial Holdings, Inc. AMK 0001782568 Angus Ted F. C/O ASSETMARK FINANCIAL HOLDINGS, INC. 1655 GRANT STREET, 10TH FLOOR CONCORD CA 94520 0 1 0 0 EVP, General Counsel Common Stock 2022-06-08 4 A 0 19298 0.00 A 105090 D The amount of restricted stock units that were granted was incorrectly disclosed. This amendment corrects the number of restricted stock units that were granted from 19,297 to 19,298. This Form 4/A is being amended to correct the restricted stock unit grants previously reported on the reporting person's Form 4 filed with the Securities and Exchange Commission on June 10, 2022, which differs by 1 share, due to a rounding error. /s/ Celeste Angelich, as Attorney-in-Fact, for Ted F. Angus 2022-07-07