X0306 4 2019-07-17 0 0001591587 AssetMark Financial Holdings, Inc. AMK 0001905161 Hahn John 1655 GRANT STREET 10TH FLOOR CONCORD CA 94520 0 1 0 0 SVP, Finance & Reporting (PAO) Common Stock 2019-07-17 4 A 0 40050 0.00 A 40050 D Common Stock 2020-06-09 4 A 0 3282 0.00 A 43332 D Common Stock 2020-06-10 4 S 0 2225 27.48 D 41107 D Common Stock 2020-06-10 4 S 0 2225 27.66 D 38882 D Common Stock 2020-06-10 4 S 0 2225 28.01 D 36657 D Common Stock 2020-07-20 4 M 0 4252 22.00 A 40909 D Common Stock 2020-07-20 4 S 0 4252 28.00 D 36657 D Common Stock 2021-02-05 4 S 0 6675 25.01 D 29982 D Common Stock 2021-03-08 4 S 0 800 24.53 D 29182 D Common Stock 2021-03-09 4 S 0 16635 24.50 D 12547 D Common Stock 2021-03-10 4 S 0 2590 24.55 D 9957 D Common Stock 2021-06-08 4 A 0 3397 0.00 A 13354 D Common Stock 2021-06-11 4 S 0 301 25.68 D 13053 D Employee Stock Option (right to buy) 22.00 2020-07-20 4 M 0 4252 22.00 D 2029-07-17 Common Stock 4252 8506 D Stock Appreciation Right 25.61 2021-06-08 4 A 0 9701 0.00 A 2031-06-08 Common Stock 9701 9701 D Stock Appreciation Right 28.48 2020-06-09 4 A 0 9377 0.00 A 2030-06-09 Common Stock 9377 9377 D Employee Stock Option (right to buy) 22.00 2019-07-17 4 A 0 12758 0.00 A 2029-07-17 Common Stock 12758 12758 D Consists of shares subject to a Share Restriction Agreement with the Issuer that provides for transfer of all or a portion of the shares to the Issuer in the event of termination of employment prior to designated release dates. The final tranche of shares under the Share Restriction Agreement vested on November 18, 2021. Consists of restricted stock units that vest in four equal annual installments on the first four anniversaries of the date of grant and settle in shares of common stock of the issuer. This transaction was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person. Reflects the number of shares of Common Stock that were sold to satisfy tax withholding requirements on vesting of restricted stock units pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person. The option, representing a right to purchase a total of 12,758 shares, became exerciseable in four equal installments beginning on July 18, 2020, which was the first anniversary of the date on which the option was granted. The stock appreciation right was granted on June 8, 2021 and vests in four equal annual installments on the first four anniversaries of the grant date. The stock appreciation right was granted on June 9, 2020 and vests in four equal annual installments on the first four anniversaries of the grant date. The first tranche of the grant has vested. /s/ Ted F. Angus, as Attorney-in-Fact, for John Hahn 2022-02-09