0000950103-21-009938.txt : 20210701
0000950103-21-009938.hdr.sgml : 20210701
20210701202943
ACCESSION NUMBER: 0000950103-21-009938
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210609
FILED AS OF DATE: 20210701
DATE AS OF CHANGE: 20210701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Minta-Jacobs Esi
CENTRAL INDEX KEY: 0001806039
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38980
FILM NUMBER: 211067755
MAIL ADDRESS:
STREET 1: C/O ASSETMARK FINANCIAL HOLDINGS, INC.
STREET 2: 1655 GRANT STREET, 10TH FLOOR
CITY: CONCORD
STATE: CA
ZIP: 94520
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AssetMark Financial Holdings, Inc.
CENTRAL INDEX KEY: 0001591587
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 300774039
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1655 GRANT STREET, 10TH FLOOR
CITY: CONCORD
STATE: CA
ZIP: 94520
BUSINESS PHONE: 800-664-5345
MAIL ADDRESS:
STREET 1: 1655 GRANT STREET, 10TH FLOOR
CITY: CONCORD
STATE: CA
ZIP: 94520
FORMER COMPANY:
FORMER CONFORMED NAME: AqGen Liberty Management II, Inc.
DATE OF NAME CHANGE: 20131108
4
1
dp153607_4-minta.xml
FORM 4
X0306
4
2021-06-09
0
0001591587
AssetMark Financial Holdings, Inc.
AMK
0001806039
Minta-Jacobs Esi
C/O ASSETMARK FINANCIAL HOLDINGS, INC.
1655 GRANT STREET, 10TH FLOOR
CONCORD
CA
94520
0
1
0
0
EVP, HR & Project Management
Common stock
2021-06-09
4
A
0
5435
0
A
55919
D
Stock Appreciation Right
25.61
2021-06-09
4
A
0
23282
0
A
2031-06-09
Common Stock
23282
23282
D
Consists of restricted stock units that vest in four equal annual installments on the first four anniversaries of the date of grant and settle in shares of common stock of the issuer.
The stock appreciation right vests in four equal annual installments on the first four anniversaries of the date of grant.
/s/ Ted Angus, as Attorney-in-Fact, for Esi Minta-Jacobs
2021-07-01