0000950103-21-009935.txt : 20210701 0000950103-21-009935.hdr.sgml : 20210701 20210701202518 ACCESSION NUMBER: 0000950103-21-009935 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210609 FILED AS OF DATE: 20210701 DATE AS OF CHANGE: 20210701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hansen Carrie E. CENTRAL INDEX KEY: 0001782584 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38980 FILM NUMBER: 211067751 MAIL ADDRESS: STREET 1: C/O ASSETMARK FINANCIAL HOLDINGS, INC. STREET 2: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AssetMark Financial Holdings, Inc. CENTRAL INDEX KEY: 0001591587 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 300774039 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 800-664-5345 MAIL ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: AqGen Liberty Management II, Inc. DATE OF NAME CHANGE: 20131108 4 1 dp153606_4-hansen.xml FORM 4 X0306 4 2021-06-09 0 0001591587 AssetMark Financial Holdings, Inc. AMK 0001782584 Hansen Carrie E. C/O ASSETMARK FINANCIAL HOLDINGS, INC. 1655 GRANT STREET, 10TH FLOOR CONCORD CA 94520 0 1 0 0 EVP, Chief Operating Officer Common stock 2021-06-09 4 A 0 17081 0 A 106997 D Stock Appreciation Right 25.61 2021-06-09 4 A 0 73171 0 A 2031-06-09 Common Stock 73171 73171 D Consists of restricted stock units that vest in four equal annual installments on the first four anniversaries of the date of grant and settle in shares of common stock of the issuer. The stock appreciation right vests in four equal annual installments on the first four anniversaries of the date of grant. /s/ Ted Angus, as Attorney-in-Fact, for Carrie E. Hansen 2021-07-01