0000950103-21-006276.txt : 20210428
0000950103-21-006276.hdr.sgml : 20210428
20210428181503
ACCESSION NUMBER: 0000950103-21-006276
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210426
FILED AS OF DATE: 20210428
DATE AS OF CHANGE: 20210428
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wolfsen Natalie Grace
CENTRAL INDEX KEY: 0001782587
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38980
FILM NUMBER: 21866209
MAIL ADDRESS:
STREET 1: C/O ASSETMARK FINANCIAL HOLDINGS, INC.
STREET 2: 1655 GRANT STREET, 10TH FLOOR
CITY: CONCORD
STATE: CA
ZIP: 94520
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AssetMark Financial Holdings, Inc.
CENTRAL INDEX KEY: 0001591587
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 300774039
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1655 GRANT STREET, 10TH FLOOR
CITY: CONCORD
STATE: CA
ZIP: 94520
BUSINESS PHONE: 800-664-5345
MAIL ADDRESS:
STREET 1: 1655 GRANT STREET, 10TH FLOOR
CITY: CONCORD
STATE: CA
ZIP: 94520
FORMER COMPANY:
FORMER CONFORMED NAME: AqGen Liberty Management II, Inc.
DATE OF NAME CHANGE: 20131108
4
1
dp150159_4-wolfsen.xml
FORM 4
X0306
4
2021-04-26
0
0001591587
AssetMark Financial Holdings, Inc.
AMK
0001782587
Wolfsen Natalie Grace
C/O ASSETMARK FINANCIAL HOLDINGS, INC.
1655 GRANT STREET, 10TH FLOOR
CONCORD
CA
94520
1
1
0
0
Chief Executive Officer
Common stock
2021-04-26
4
A
0
45135
0
A
373782
D
Consists of restricted stock units that vest in 25% on each of March 3, 2022 and 2023 and 50% on March 3, 2024 and settle in shares of common stock of the issuer.
/s/ Ted Angus, as Attorney-in-Fact, for Natalie G. Wolfsen
2021-04-28