0001591505-22-000001.txt : 20220211 0001591505-22-000001.hdr.sgml : 20220211 20220211133645 ACCESSION NUMBER: 0001591505-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220211 DATE AS OF CHANGE: 20220211 EFFECTIVENESS DATE: 20220211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Swan Global Investments, LLC CENTRAL INDEX KEY: 0001591505 IRS NUMBER: 841504885 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16047 FILM NUMBER: 22619052 BUSINESS ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 BUSINESS PHONE: 9703828901 MAIL ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 FORMER COMPANY: FORMER CONFORMED NAME: Swan Wealth Advisors, Inc. DATE OF NAME CHANGE: 20131108 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001591505 XXXXXXXX 12-31-2021 12-31-2021 Swan Global Investments, LLC

1099 MAIN AVE. SUITE 206 DURANGO CO 81301

13F HOLDINGS REPORT 028-16047 N BRAD ACKERMAN 9703828901 Bradley O. Ackerman TAMPA FL 02-11-2022 1 30 4061563 false 1 0001591478 028-16131 Swan Capital Management, LLC INFORMATION TABLE 2 SEC13F.xml Q4 SGI 13F iShares MSCI Emerging Markets Indx ETF EEM 464287234 5772 118150 SH SOLE 0 0 118150 iShares MSCI Emerging Markets Indx ETF EEM Call 464287904 292 5300 SH Call SOLE 0 0 5300 iShares MSCI Emerging Markets Indx ETF EEM Put 464287954 38520 836900 SH Put SOLE 0 0 836900 iShares MSCI EAFE ETF EFA 464287465 33395 424446 SH SOLE 0 0 424446 iShares MSCI EAFE ETF EFA Call 464287905 442 5200 SH Call SOLE 0 0 5200 iShares MSCI EAFE ETF EFA Put 464287955 38088 531400 SH Put SOLE 0 0 531400 SPDR Gold Trust GLD 78463V107 7334 42900 SH SOLE 0 0 42900 SPDR Gold Trust GLD Call 78463V907 4484 23600 SH Call SOLE 0 0 23600 SPDR Gold Trust GLD Put 78463V957 7078 42900 SH Put SOLE 0 0 42900 ishares ETF - CORE MSCI EMKT IEMG 46434G103 27206 454500 SH SOLE 0 0 454500 IShares ETF-Rus2000 IWM 464287655 40642 182700 SH SOLE 0 0 182700 IShares ETF-Rus2000 IWM Put 464287955 374 1700 SH Put SOLE 0 0 1700 POWERSHARES QQQ TRUST QQQ 73935A104 331 1134 SH SOLE 0 0 1134 SPDR S&P 500 ETF TR SPY 78462F103 479300 1009138 SH SOLE 0 0 1009138 SPDR S&P 500 ETF TR SPY Call 78462F903 158830 309600 SH Call SOLE 0 0 309600 SPDR S&P 500 ETF TR SPY Put 78462F953 2027344 4906600 SH Put SOLE 0 0 4906600 IShares ETF-20yr TLT 464287432 1704 11500 SH SOLE 0 0 11500 IShares ETF-20yr TLT Put 464287952 1668 11500 SH Put SOLE 0 0 11500 SELECT SECTOR SPDR TR XLB 81369Y100 30419 335711 SH SOLE 0 0 335711 SELECT SECTOR SPDR TR XLC 81369Y852 121502 1564140 SH SOLE 0 0 1564140 SELECT SECTOR SPDR TR XLE 81369Y506 31463 566903 SH SOLE 0 0 566903 SELECT SECTOR SPDR TR XLF 81369Y605 127199 3257329 SH SOLE 0 0 3257329 SELECT SECTOR SPDR TR XLF Put 81369Y955 324 18000 SH Put SOLE 0 0 18000 SELECT SECTOR SPDR TR XLI 81369Y704 93950 887913 SH SOLE 0 0 887913 SELECT SECTOR SPDR TR XLK 81369Y803 345146 1985079 SH SOLE 0 0 1985079 SELECT SECTOR SPDR TR XLP 81369Y308 69627 902959 SH SOLE 0 0 902959 SELECT SECTOR SPDR TR XLRE 81369Y860 32630 629799 SH SOLE 0 0 629799 SELECT SECTOR SPDR TR XLU 81369Y886 29451 411441 SH SOLE 0 0 411441 SELECT SECTOR SPDR TR XLV 81369Y209 157255 1116156 SH SOLE 0 0 1116156 SELECT SECTOR SPDR TR XLY 81369Y407 149793 732697 SH SOLE 0 0 732697