0001591505-21-000006.txt : 20211112 0001591505-21-000006.hdr.sgml : 20211112 20211112121520 ACCESSION NUMBER: 0001591505-21-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Swan Global Investments, LLC CENTRAL INDEX KEY: 0001591505 IRS NUMBER: 841504885 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16047 FILM NUMBER: 211401850 BUSINESS ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 BUSINESS PHONE: 9703828901 MAIL ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 FORMER COMPANY: FORMER CONFORMED NAME: Swan Wealth Advisors, Inc. DATE OF NAME CHANGE: 20131108 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001591505 XXXXXXXX 09-30-2021 09-30-2021 Swan Global Investments, LLC

1099 MAIN AVE. SUITE 206 DURANGO CO 81301

13F HOLDINGS REPORT 028-16047 N Brad Ackerman 9703828901 Bradley O. Ackerman TAMPA FL 11-12-2021 1 30 4686343 false 1 0001591478 028-16131 Swan Capital Management, LLC INFORMATION TABLE 2 SEC13F.xml Q3 SGI 13F iShares MSCI Emerging Markets Indx ETF EEM 464287234 6884 136650 SH SOLE 0 0 136650 iShares MSCI Emerging Markets Indx ETF EEM Call 464287904 15304 277700 SH Call SOLE 0 0 277700 iShares MSCI Emerging Markets Indx ETF EEM Put 464287954 34681 673000 SH Put SOLE 0 0 673000 iShares MSCI EAFE ETF EFA 464287465 34819 446346 SH SOLE 0 0 446346 iShares MSCI EAFE ETF EFA Call 464287905 280 3300 SH Call SOLE 0 0 3300 iShares MSCI EAFE ETF EFA Put 464287955 33211 449000 SH Put SOLE 0 0 449000 SPDR Gold Trust GLD 78463V107 8638 52600 SH SOLE 0 0 52600 SPDR Gold Trust GLD Call 78463V907 4484 23600 SH Call SOLE 0 0 23600 SPDR Gold Trust GLD Put 78463V957 8867 52600 SH Put SOLE 0 0 52600 ishares ETF - CORE MSCI EMKT IEMG 46434G103 27681 448200 SH SOLE 0 0 448200 IShares ETF-Rus2000 IWM 464287655 45456 207800 SH SOLE 0 0 207800 IShares ETF-Rus2000 IWM Put 464287955 351 1800 SH Put SOLE 0 0 1800 POWERSHARES QQQ TRUST QQQ 73935A104 331 1133 SH SOLE 0 0 1133 SPDR S&P 500 ETF TR SPY 78462F103 429860 1001677 SH SOLE 0 0 1001677 SPDR S&P 500 ETF TR SPY Call 78462F903 994403 2197700 SH Call SOLE 0 0 2197700 SPDR S&P 500 ETF TR SPY Put 78462F953 1883424 4862200 SH Put SOLE 0 0 4862200 IShares ETF-20yr TLT 464287432 2684 18600 SH SOLE 0 0 18600 IShares ETF-20yr TLT Put 464287952 2662 18600 SH Put SOLE 0 0 18600 SELECT SECTOR SPDR TR XLB 81369Y100 28807 364139 SH SOLE 0 0 364139 SELECT SECTOR SPDR TR XLC 81369Y852 129394 1615208 SH SOLE 0 0 1615208 SELECT SECTOR SPDR TR XLE 81369Y506 31503 604773 SH SOLE 0 0 604773 SELECT SECTOR SPDR TR XLF 81369Y605 132924 3541811 SH SOLE 0 0 3541811 SELECT SECTOR SPDR TR XLF Put 81369Y955 324 18000 SH Put SOLE 0 0 18000 SELECT SECTOR SPDR TR XLI 81369Y704 93191 952480 SH SOLE 0 0 952480 SELECT SECTOR SPDR TR XLK 81369Y803 318399 2132323 SH SOLE 0 0 2132323 SELECT SECTOR SPDR TR XLP 81369Y308 66641 968059 SH SOLE 0 0 968059 SELECT SECTOR SPDR TR XLRE 81369Y860 29530 664343 SH SOLE 0 0 664343 SELECT SECTOR SPDR TR XLU 81369Y886 28218 441735 SH SOLE 0 0 441735 SELECT SECTOR SPDR TR XLV 81369Y209 151814 1192571 SH SOLE 0 0 1192571 SELECT SECTOR SPDR TR XLY 81369Y407 141578 788955 SH SOLE 0 0 788955