0001591505-21-000005.txt : 20210812 0001591505-21-000005.hdr.sgml : 20210812 20210812102830 ACCESSION NUMBER: 0001591505-21-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210812 DATE AS OF CHANGE: 20210812 EFFECTIVENESS DATE: 20210812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Swan Global Investments, LLC CENTRAL INDEX KEY: 0001591505 IRS NUMBER: 841504885 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16047 FILM NUMBER: 211165901 BUSINESS ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 BUSINESS PHONE: 9703828901 MAIL ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 FORMER COMPANY: FORMER CONFORMED NAME: Swan Wealth Advisors, Inc. DATE OF NAME CHANGE: 20131108 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001591505 XXXXXXXX 06-30-2021 06-30-2021 Swan Global Investments, LLC

1099 MAIN AVE. SUITE 206 DURANGO CO 81301

13F HOLDINGS REPORT 028-16047 N BRAD ACKERMAN 9703828901 Bradley O. Ackerman TAMPA FL 08-12-2021 1 31 4004796 false 1 0001591478 028-16131 Swan Capital Management, LLC INFORMATION TABLE 2 SEC13F.xml Q2 SGI 13F iShares MSCI Emerging Markets Indx ETF EEM 464287234 6990 127050 SH SOLE 0 0 127050 iShares MSCI Emerging Markets Indx ETF EEM Call 464287904 24729 440200 SH Call SOLE 0 0 440200 iShares MSCI Emerging Markets Indx ETF EEM Put 464287954 42776 828400 SH Put SOLE 0 0 828400 iShares MSCI EAFE ETF EFA 464287465 34852 441446 SH SOLE 0 0 441446 iShares MSCI EAFE ETF EFA Call 464287905 298 3500 SH Call SOLE 0 0 3500 iShares MSCI EAFE ETF EFA Put 464287955 32834 444100 SH Put SOLE 0 0 444100 SPDR Gold Trust GLD 78463V107 8380 50300 SH SOLE 0 0 50300 SPDR Gold Trust GLD Call 78463V907 4484 23600 SH Call SOLE 0 0 23600 SPDR Gold Trust GLD Put 78463V957 8505 50300 SH Put SOLE 0 0 50300 ishares ETF - CORE MSCI EMKT IEMG 46434G103 29971 448200 SH SOLE 0 0 448200 IShares ETF-Rus2000 IWM 464287655 46062 200200 SH SOLE 0 0 200200 IShares ETF-Rus2000 IWM Put 464287955 429 2200 SH Put SOLE 0 0 2200 POWERSHARES QQQ TRUST QQQ 73935A104 331 1132 SH SOLE 0 0 1132 SPDR S&P 500 ETF TR SPY 78462F103 446553 1040139 SH SOLE 0 0 1040139 SPDR S&P 500 ETF TR SPY Call 78462F903 204123 516500 SH Call SOLE 0 0 516500 SPDR S&P 500 ETF TR SPY Put 78462F953 1878986 5138300 SH Put SOLE 0 0 5138300 IShares ETF-20yr TLT 464287432 2680 18600 SH SOLE 0 0 18600 IShares ETF-20yr TLT Put 464287952 2605 18600 SH Put SOLE 0 0 18600 Twitter Inc TWTR 90184L102 307 10217 SH SOLE 0 0 10217 SELECT SECTOR SPDR TR XLB 81369Y100 32035 388236 SH SOLE 0 0 388236 SELECT SECTOR SPDR TR XLC 81369Y852 137014 1687150 SH SOLE 0 0 1687150 SELECT SECTOR SPDR TR XLE 81369Y506 35153 644650 SH SOLE 0 0 644650 SELECT SECTOR SPDR TR XLF 81369Y605 139352 3784847 SH SOLE 0 0 3784847 SELECT SECTOR SPDR TR XLF Put 81369Y955 324 18000 SH Put SOLE 0 0 18000 SELECT SECTOR SPDR TR XLI 81369Y704 104281 1015102 SH SOLE 0 0 1015102 SELECT SECTOR SPDR TR XLK 81369Y803 336235 2276934 SH SOLE 0 0 2276934 SELECT SECTOR SPDR TR XLP 81369Y308 72312 1031849 SH SOLE 0 0 1031849 SELECT SECTOR SPDR TR XLRE 81369Y860 31394 708194 SH SOLE 0 0 708194 SELECT SECTOR SPDR TR XLU 81369Y886 29841 470751 SH SOLE 0 0 470751 SELECT SECTOR SPDR TR XLV 81369Y209 160258 1265364 SH SOLE 0 0 1265364 SELECT SECTOR SPDR TR XLY 81369Y407 150702 841254 SH SOLE 0 0 841254