0001591505-21-000004.txt : 20210511
0001591505-21-000004.hdr.sgml : 20210511
20210511155354
ACCESSION NUMBER: 0001591505-21-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210511
DATE AS OF CHANGE: 20210511
EFFECTIVENESS DATE: 20210511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Swan Global Investments, LLC
CENTRAL INDEX KEY: 0001591505
IRS NUMBER: 841504885
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16047
FILM NUMBER: 21911137
BUSINESS ADDRESS:
STREET 1: 1099 MAIN AVE.
STREET 2: SUITE 206
CITY: DURANGO
STATE: CO
ZIP: 81301
BUSINESS PHONE: 9703828901
MAIL ADDRESS:
STREET 1: 1099 MAIN AVE.
STREET 2: SUITE 206
CITY: DURANGO
STATE: CO
ZIP: 81301
FORMER COMPANY:
FORMER CONFORMED NAME: Swan Wealth Advisors, Inc.
DATE OF NAME CHANGE: 20131108
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001591505
XXXXXXXX
03-31-2021
03-31-2021
Swan Global Investments, LLC
1099 MAIN AVE.
SUITE 206
DURANGO
CO
81301
13F HOLDINGS REPORT
028-16047
N
Brad Ackerman
Chief Compliance Officer
9703828901
Bradley O. Ackerman
TAMPA
FL
05-11-2021
1
29
3789612
false
1
0001591478
028-16131
Swan Capital Management, LLC
INFORMATION TABLE
2
SEC13F.xml
Q1 SGI 13F
iShares MSCI Emerging Markets Indx ETF
EEM
464287234
6734
126250
SH
SOLE
0
0
126250
iShares MSCI Emerging Markets Indx ETF
EEM Call
464287904
14993
272600
SH
Call
SOLE
0
0
272600
iShares MSCI Emerging Markets Indx ETF
EEM Put
464287954
34235
665100
SH
Put
SOLE
0
0
665100
iShares MSCI EAFE ETF
EFA
464287465
32521
428646
SH
SOLE
0
0
428646
iShares MSCI EAFE ETF
EFA Put
464287955
31735
431300
SH
Put
SOLE
0
0
431300
SPDR Gold Trust
GLD
78463V107
8318
52000
SH
SOLE
0
0
52000
SPDR Gold Trust
GLD Call
78463V907
4484
23600
SH
Call
SOLE
0
0
23600
SPDR Gold Trust
GLD Put
78463V957
8584
52000
SH
Put
SOLE
0
0
52000
ishares ETF - CORE MSCI EMKT
IEMG
46434G103
28846
448200
SH
SOLE
0
0
448200
IShares ETF-Rus2000
IWM
464287655
35836
162200
SH
SOLE
0
0
162200
IShares ETF-Rus2000
IWM Put
464287955
429
2200
SH
Put
SOLE
0
0
2200
POWERSHARES QQQ TRUST
QQQ
73935A104
310
1062
SH
SOLE
0
0
1062
SPDR S&P 500 ETF TR
SPY
78462F103
406682
1026119
SH
SOLE
0
0
1026119
SPDR S&P 500 ETF TR
SPY Call
78462F903
135030
346200
SH
Call
SOLE
0
0
346200
SPDR S&P 500 ETF TR
SPY Put
78462F953
1842530
5067200
SH
Put
SOLE
0
0
5067200
IShares ETF-20yr
TLT
464287432
2519
18600
SH
SOLE
0
0
18600
IShares ETF-20yr
TLT Put
464287952
2502
18600
SH
Put
SOLE
0
0
18600
SELECT SECTOR SPDR TR
XLB
81369Y100
32176
408322
SH
SOLE
0
0
408322
SELECT SECTOR SPDR TR
XLC
81369Y852
130001
1773061
SH
SOLE
0
0
1773061
SELECT SECTOR SPDR TR
XLE
81369Y506
33252
677792
SH
SOLE
0
0
677792
SELECT SECTOR SPDR TR
XLF
81369Y605
135485
3978999
SH
SOLE
0
0
3978999
SELECT SECTOR SPDR TR
XLF Put
81369Y955
324
18000
SH
Put
SOLE
0
0
18000
SELECT SECTOR SPDR TR
XLI
81369Y704
105064
1067182
SH
SOLE
0
0
1067182
SELECT SECTOR SPDR TR
XLK
81369Y803
317900
2393645
SH
SOLE
0
0
2393645
SELECT SECTOR SPDR TR
XLP
81369Y308
74109
1084892
SH
SOLE
0
0
1084892
SELECT SECTOR SPDR TR
XLRE
81369Y860
29399
744473
SH
SOLE
0
0
744473
SELECT SECTOR SPDR TR
XLU
81369Y886
31698
494978
SH
SOLE
0
0
494978
SELECT SECTOR SPDR TR
XLV
81369Y209
155301
1330318
SH
SOLE
0
0
1330318
SELECT SECTOR SPDR TR
XLY
81369Y407
148615
884243
SH
SOLE
0
0
884243