0001591505-21-000004.txt : 20210511 0001591505-21-000004.hdr.sgml : 20210511 20210511155354 ACCESSION NUMBER: 0001591505-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210511 DATE AS OF CHANGE: 20210511 EFFECTIVENESS DATE: 20210511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Swan Global Investments, LLC CENTRAL INDEX KEY: 0001591505 IRS NUMBER: 841504885 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16047 FILM NUMBER: 21911137 BUSINESS ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 BUSINESS PHONE: 9703828901 MAIL ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 FORMER COMPANY: FORMER CONFORMED NAME: Swan Wealth Advisors, Inc. DATE OF NAME CHANGE: 20131108 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001591505 XXXXXXXX 03-31-2021 03-31-2021 Swan Global Investments, LLC

1099 MAIN AVE. SUITE 206 DURANGO CO 81301

13F HOLDINGS REPORT 028-16047 N Brad Ackerman 9703828901 Bradley O. Ackerman TAMPA FL 05-11-2021 1 29 3789612 false 1 0001591478 028-16131 Swan Capital Management, LLC INFORMATION TABLE 2 SEC13F.xml Q1 SGI 13F iShares MSCI Emerging Markets Indx ETF EEM 464287234 6734 126250 SH SOLE 0 0 126250 iShares MSCI Emerging Markets Indx ETF EEM Call 464287904 14993 272600 SH Call SOLE 0 0 272600 iShares MSCI Emerging Markets Indx ETF EEM Put 464287954 34235 665100 SH Put SOLE 0 0 665100 iShares MSCI EAFE ETF EFA 464287465 32521 428646 SH SOLE 0 0 428646 iShares MSCI EAFE ETF EFA Put 464287955 31735 431300 SH Put SOLE 0 0 431300 SPDR Gold Trust GLD 78463V107 8318 52000 SH SOLE 0 0 52000 SPDR Gold Trust GLD Call 78463V907 4484 23600 SH Call SOLE 0 0 23600 SPDR Gold Trust GLD Put 78463V957 8584 52000 SH Put SOLE 0 0 52000 ishares ETF - CORE MSCI EMKT IEMG 46434G103 28846 448200 SH SOLE 0 0 448200 IShares ETF-Rus2000 IWM 464287655 35836 162200 SH SOLE 0 0 162200 IShares ETF-Rus2000 IWM Put 464287955 429 2200 SH Put SOLE 0 0 2200 POWERSHARES QQQ TRUST QQQ 73935A104 310 1062 SH SOLE 0 0 1062 SPDR S&P 500 ETF TR SPY 78462F103 406682 1026119 SH SOLE 0 0 1026119 SPDR S&P 500 ETF TR SPY Call 78462F903 135030 346200 SH Call SOLE 0 0 346200 SPDR S&P 500 ETF TR SPY Put 78462F953 1842530 5067200 SH Put SOLE 0 0 5067200 IShares ETF-20yr TLT 464287432 2519 18600 SH SOLE 0 0 18600 IShares ETF-20yr TLT Put 464287952 2502 18600 SH Put SOLE 0 0 18600 SELECT SECTOR SPDR TR XLB 81369Y100 32176 408322 SH SOLE 0 0 408322 SELECT SECTOR SPDR TR XLC 81369Y852 130001 1773061 SH SOLE 0 0 1773061 SELECT SECTOR SPDR TR XLE 81369Y506 33252 677792 SH SOLE 0 0 677792 SELECT SECTOR SPDR TR XLF 81369Y605 135485 3978999 SH SOLE 0 0 3978999 SELECT SECTOR SPDR TR XLF Put 81369Y955 324 18000 SH Put SOLE 0 0 18000 SELECT SECTOR SPDR TR XLI 81369Y704 105064 1067182 SH SOLE 0 0 1067182 SELECT SECTOR SPDR TR XLK 81369Y803 317900 2393645 SH SOLE 0 0 2393645 SELECT SECTOR SPDR TR XLP 81369Y308 74109 1084892 SH SOLE 0 0 1084892 SELECT SECTOR SPDR TR XLRE 81369Y860 29399 744473 SH SOLE 0 0 744473 SELECT SECTOR SPDR TR XLU 81369Y886 31698 494978 SH SOLE 0 0 494978 SELECT SECTOR SPDR TR XLV 81369Y209 155301 1330318 SH SOLE 0 0 1330318 SELECT SECTOR SPDR TR XLY 81369Y407 148615 884243 SH SOLE 0 0 884243