0001591505-21-000003.txt : 20210209 0001591505-21-000003.hdr.sgml : 20210209 20210209113820 ACCESSION NUMBER: 0001591505-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210209 DATE AS OF CHANGE: 20210209 EFFECTIVENESS DATE: 20210209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Swan Global Investments, LLC CENTRAL INDEX KEY: 0001591505 IRS NUMBER: 841504885 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16047 FILM NUMBER: 21604716 BUSINESS ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 BUSINESS PHONE: 9703828901 MAIL ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 FORMER COMPANY: FORMER CONFORMED NAME: Swan Wealth Advisors, Inc. DATE OF NAME CHANGE: 20131108 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001591505 XXXXXXXX 12-31-2020 12-31-2020 Swan Global Investments, LLC

1099 MAIN AVE. SUITE 206 DURANGO CO 81301

13F HOLDINGS REPORT 028-16047 N Brad Ackerman 813-575-7577 Bradley O. Ackerman Tampa FL 02-09-2021 1 29 2610312 false 1 0001591478 028-16131 Swan Capital Management, LLC INFORMATION TABLE 2 SEC13F.xml iShares MSCI Emerging Markets Indx ETF EEM 464287234 8771 169750 SH SOLE 0 0 169750 iShares MSCI Emerging Markets Indx ETF EEM Call 464287904 6815 136300 SH Call SOLE 0 0 136300 iShares MSCI Emerging Markets Indx ETF EEM Put 464287954 34036 694600 SH Put SOLE 0 0 694600 iShares MSCI EAFE ETF EFA 464287465 32511 445600 SH SOLE 0 0 445600 iShares MSCI EAFE ETF EFA Put 464287955 31639 448800 SH Put SOLE 0 0 448800 SPDR Gold Trust GLD 78463V107 9524 53400 SH SOLE 0 0 53400 SPDR Gold Trust GLD Call 78463V907 2299 12100 SH Call SOLE 0 0 12100 SPDR Gold Trust GLD Put 78463V957 8957 53400 SH Put SOLE 0 0 53400 ishares ETF - CORE MSCI EMKT IEMG 46434G103 27068 436300 SH SOLE 0 0 436300 IShares ETF-Rus2000 IWM 464287655 36898 188200 SH SOLE 0 0 188200 IShares ETF-Rus2000 IWM Put 464287955 429 2200 SH Put SOLE 0 0 2200 POWERSHARES QQQ TRUST QQQ 73935A104 231 792 SH SOLE 0 0 792 SPDR S&P 500 ETF TR SPY 78462F103 395276 1057227 SH SOLE 0 0 1057227 SPDR S&P 500 ETF TR SPY Call 78462F903 29068 72500 SH Call SOLE 0 0 72500 SPDR S&P 500 ETF TR SPY Put 78462F953 664633 1848100 SH Put SOLE 0 0 1848100 IShares ETF-20yr TLT 464287432 2745 17400 SH SOLE 0 0 17400 IShares ETF-20yr TLT Put 464287952 2619 17400 SH Put SOLE 0 0 17400 SELECT SECTOR SPDR TR XLB 81369Y100 47777 659990 SH SOLE 0 0 659990 SELECT SECTOR SPDR TR XLC 81369Y852 142898 2117635 SH SOLE 0 0 2117635 SELECT SECTOR SPDR TR XLE 81369Y506 40362 1064966 SH SOLE 0 0 1064966 SELECT SECTOR SPDR TR XLF 81369Y605 137153 4652403 SH SOLE 0 0 4652403 SELECT SECTOR SPDR TR XLF Put 81369Y955 324 18000 SH Put SOLE 0 0 18000 SELECT SECTOR SPDR TR XLI 81369Y704 111191 1255684 SH SOLE 0 0 1255684 SELECT SECTOR SPDR TR XLK 81369Y803 336920 2591293 SH SOLE 0 0 2591293 SELECT SECTOR SPDR TR XLP 81369Y308 86846 1287565 SH SOLE 0 0 1287565 SELECT SECTOR SPDR TR XLRE 81369Y860 31880 871989 SH SOLE 0 0 871989 SELECT SECTOR SPDR TR XLU 81369Y886 43459 693123 SH SOLE 0 0 693123 SELECT SECTOR SPDR TR XLV 81369Y209 174880 1541611 SH SOLE 0 0 1541611 SELECT SECTOR SPDR TR XLY 81369Y407 163103 1014446 SH SOLE 0 0 1014446