0001591505-20-000004.txt : 20200511 0001591505-20-000004.hdr.sgml : 20200511 20200511125502 ACCESSION NUMBER: 0001591505-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200511 DATE AS OF CHANGE: 20200511 EFFECTIVENESS DATE: 20200511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Swan Global Investments, LLC CENTRAL INDEX KEY: 0001591505 IRS NUMBER: 841504885 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16047 FILM NUMBER: 20863746 BUSINESS ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 BUSINESS PHONE: 9703828901 MAIL ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 FORMER COMPANY: FORMER CONFORMED NAME: Swan Wealth Advisors, Inc. DATE OF NAME CHANGE: 20131108 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001591505 XXXXXXXX 03-31-2020 03-31-2020 Swan Global Investments, LLC

1099 MAIN AVE. SUITE 206 DURANGO CO 81301

13F HOLDINGS REPORT 028-16047 N Brad Ackerman 813-575-7577 Bradley O. Ackerman Tampa FL 05-11-2020 1 34 3264209 false 1 0001591478 028-16131 Swan Capital Management, LLC INFORMATION TABLE 2 SEC13F.xml iShares MSCI Emerging Markets Indx ETF EEM 464287234 10543 308900 SH SOLE 0 0 308900 iShares MSCI Emerging Markets Indx ETF EEM Call 464287904 10640 212800 SH Call SOLE 0 0 212800 iShares MSCI Emerging Markets Indx ETF EEM Put 464287954 36330 984400 SH Put SOLE 0 0 984400 iShares MSCI EAFE ETF EFA 464287465 41913 784000 SH SOLE 0 0 784000 iShares MSCI EAFE ETF EFA Call 464287905 10137 146300 SH Call SOLE 0 0 146300 iShares MSCI EAFE ETF EFA Put 464287955 36739 788600 SH Put SOLE 0 0 788600 SPDR Gold Trust GLD 78463V107 7684 51900 SH SOLE 0 0 51900 SPDR Gold Trust GLD Call 78463V907 3861 25400 SH Call SOLE 0 0 25400 SPDR Gold Trust GLD Put 78463V957 7380 51900 SH Put SOLE 0 0 51900 ISHARES TR - 3-7 YR TREAS BD ETF IEI 464288661 440 3300 SH SOLE 0 0 3300 ishares ETF - CORE MSCI EMKT IEMG 46434G103 22724 561510 SH SOLE 0 0 561510 IShares ETF-Rus2000 IWM 464287655 41740 364665 SH SOLE 0 0 364665 i-shares U.S. REAL ES ETF IYR 464287739 202 2900 SH SOLE 0 0 2900 POWERSHARES QQQ TRUST QQQ 73935A104 1523 8000 SH SOLE 0 0 8000 POWERSHARES QQQ TRUST QQQ Call 73935A904 2016 8400 SH Call SOLE 0 0 8400 POWERSHARES QQQ TRUST QQQ Put 73935A954 1480 8000 SH Put SOLE 0 0 8000 iShares Trust - iShares 1-3 Year Treasury Bond ETF SHY 464287457 425 4900 SH SOLE 0 0 4900 SPDR S&P 500 ETF TR SPY 78462F103 364804 1415317 SH SOLE 0 0 1415317 SPDR S&P 500 ETF TR SPY Call 78462F903 371788 1292300 SH Call SOLE 0 0 1292300 SPDR S&P 500 ETF TR SPY Put 78462F953 793387 2679600 SH Put SOLE 0 0 2679600 IShares ETF-20yr TLT 464287432 3167 19200 SH SOLE 0 0 19200 IShares ETF-20yr TLT Put 464287952 2662 19200 SH Put SOLE 0 0 19200 SELECT SECTOR SPDR TR XLB 81369Y100 111020 2464915 SH SOLE 0 0 2464915 SELECT SECTOR SPDR TR XLC 81369Y852 161949 3660687 SH SOLE 0 0 3660687 SELECT SECTOR SPDR TR XLE 81369Y506 103939 3576734 SH SOLE 0 0 3576734 SELECT SECTOR SPDR TR XLF 81369Y605 123909 5951407 SH SOLE 0 0 5951407 SELECT SECTOR SPDR TR XLF Put 81369Y955 324 18000 SH Put SOLE 0 0 18000 SELECT SECTOR SPDR TR XLI 81369Y704 142213 2409968 SH SOLE 0 0 2409968 SELECT SECTOR SPDR TR XLK 81369Y803 218215 2715120 SH SOLE 0 0 2715120 SELECT SECTOR SPDR TR XLP 81369Y308 147476 2707449 SH SOLE 0 0 2707449 SELECT SECTOR SPDR TR XLRE 81369Y860 30882 996172 SH SOLE 0 0 996172 SELECT SECTOR SPDR TR XLU 81369Y886 109079 1968548 SH SOLE 0 0 1968548 SELECT SECTOR SPDR TR XLV 81369Y209 193318 2182417 SH SOLE 0 0 2182417 SELECT SECTOR SPDR TR XLY 81369Y407 150300 1532414 SH SOLE 0 0 1532414