0001591505-20-000003.txt : 20200212 0001591505-20-000003.hdr.sgml : 20200212 20200212160000 ACCESSION NUMBER: 0001591505-20-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200212 DATE AS OF CHANGE: 20200212 EFFECTIVENESS DATE: 20200212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Swan Global Investments, LLC CENTRAL INDEX KEY: 0001591505 IRS NUMBER: 841504885 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16047 FILM NUMBER: 20603967 BUSINESS ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 BUSINESS PHONE: 9703828901 MAIL ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 FORMER COMPANY: FORMER CONFORMED NAME: Swan Wealth Advisors, Inc. DATE OF NAME CHANGE: 20131108 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001591505 XXXXXXXX 12-31-2019 12-31-2019 Swan Global Investments, LLC

1099 MAIN AVE. SUITE 206 DURANGO CO 81301

13F HOLDINGS REPORT 028-16047 N Brad Ackerman 813-575-7577 Bradley O. Ackerman Tampa FL 02-12-2020 1 37 4659058 false 1 0001591478 028-16131 Swan Capital Management, LLC INFORMATION TABLE 2 SEC13F-Q4.xml Q4 INFORMATION TABLE iShares MSCI Emerging Markets Indx ETF ETF 464287234 13178 293700 SH SOLE 0 0 293700 iShares MSCI Emerging Markets Indx ETF CALL 464287904 10825 216500 SH Call SOLE 0 0 216500 iShares MSCI Emerging Markets Indx ETF PUT 464287954 37747 885400 SH Put SOLE 0 0 885400 iShares MSCI EAFE ETF ETF 464287465 48386 696810 SH SOLE 0 0 696810 iShares MSCI EAFE ETF CALL 464287905 4979 68200 SH Call SOLE 0 0 68200 iShares MSCI EAFE ETF PUT 464287955 55670 819500 SH Put SOLE 0 0 819500 SPDR Gold Trust ETF 78463V107 7440 52067 SH SOLE 0 0 52067 SPDR Gold Trust CALL 78463V907 3861 25400 SH Call SOLE 0 0 25400 SPDR Gold Trust PUT 78463V957 10541 77000 SH Put SOLE 0 0 77000 ISHARES TR - 3-7 YR TREAS BD ETF ETF 464288661 544 4324 SH SOLE 0 0 4324 ishares ETF - CORE MSCI EMKT ETF 46434G103 26379 490680 SH SOLE 0 0 490680 IShares ETF-Rus2000 ETF 464287655 49126 296531 SH SOLE 0 0 296531 IShares ETF-Rus2000 PUT 464287955 495 3000 SH Put SOLE 0 0 3000 i-shares U.S. REAL ES ETF ETF 464287739 233 2500 SH SOLE 0 0 2500 i-shares U.S. REAL ES ETF PUT 464287959 222 2500 SH Put SOLE 0 0 2500 POWERSHARES QQQ TRUST ETF 73935A104 1956 9200 SH SOLE 0 0 9200 POWERSHARES QQQ TRUST CALL 73935A904 2208 9200 SH Call SOLE 0 0 9200 POWERSHARES QQQ TRUST PUT 73935A954 1702 9200 SH Put SOLE 0 0 9200 iShares Trust - iShares 1-3 Year Treasury Bond ETF ETF 464287457 558 6599 SH SOLE 0 0 6599 SPDR S&P 500 ETF TR TR UNIT 78462F103 469734 1459435 SH SOLE 0 0 1459435 SPDR S&P 500 ETF TR CALL 78462F903 220041 629600 SH Call SOLE 0 0 629600 SPDR S&P 500 ETF TR PUT 78462F953 1589503 5444500 SH Put SOLE 0 0 5444500 IShares ETF-20yr ETF 464287432 2763 20395 SH SOLE 0 0 20395 IShares ETF-20yr PUT 464287952 2690 20300 SH Put SOLE 0 0 20300 Twitter Inc Company 90184L102 833 26000 SH SOLE 0 0 26000 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 212756 3463963 SH SOLE 0 0 3463963 SELECT SECTOR SPDR TR SBI COMMUNICATIONS 81369Y852 212701 3966079 SH SOLE 0 0 3966079 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 199372 3320662 SH SOLE 0 0 3320662 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 173836 5647684 SH SOLE 0 0 5647684 SELECT SECTOR SPDR TR PUT 81369Y955 744 48000 SH Put SOLE 0 0 48000 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 211507 2596136 SH SOLE 0 0 2596136 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 221282 2413899 SH SOLE 0 0 2413899 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 201058 3192404 SH SOLE 0 0 3192404 SELECT SECTOR SPDR TR SBI INT-REALESTATE 81369Y860 40191 1039338 SH SOLE 0 0 1039338 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 199298 3084149 SH SOLE 0 0 3084149 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 213982 2100744 SH SOLE 0 0 2100744 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 210717 1680089 SH SOLE 0 0 1680089