0001591505-19-000006.txt : 20191108 0001591505-19-000006.hdr.sgml : 20191108 20191108160021 ACCESSION NUMBER: 0001591505-19-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191108 DATE AS OF CHANGE: 20191108 EFFECTIVENESS DATE: 20191108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Swan Global Investments, LLC CENTRAL INDEX KEY: 0001591505 IRS NUMBER: 841504885 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16047 FILM NUMBER: 191203977 BUSINESS ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 BUSINESS PHONE: 9703828901 MAIL ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 FORMER COMPANY: FORMER CONFORMED NAME: Swan Wealth Advisors, Inc. DATE OF NAME CHANGE: 20131108 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001591505 XXXXXXXX 09-30-2019 09-30-2019 Swan Global Investments, LLC

1099 MAIN AVE. SUITE 206 DURANGO CO 81301

13F HOLDINGS REPORT 028-16047 N Bradley O. Ackerman 813-575-7577 Bradley O. Ackerman Tampa FL 11-08-2019 1 35 5457501 false 1 0001591478 028-16131 Swan Capital Management, LLC INFORMATION TABLE 2 SEC13F.xml Q3 INFORMATION TABLE iShares MSCI Emerging Markets Indx ETF ETF 464287234 20200 497013 SH SOLE 0 0 1144 iShares MSCI Emerging Markets Indx ETF CALL 464287904 12212 274700 SH Call SOLE 0 0 1144 iShares MSCI Emerging Markets Indx ETF PUT 464287954 64402 1674500 SH Put SOLE 0 0 1144 iShares MSCI EAFE ETF ETF 464287465 79881 1229500 SH SOLE 0 0 1144 iShares MSCI EAFE ETF CALL 464287905 12827 203600 SH Call SOLE 0 0 1144 iShares MSCI EAFE ETF PUT 464287955 105162 1757100 SH Put SOLE 0 0 1144 SPDR Gold Trust ETF 78463V107 7446 52800 SH SOLE 0 0 1144 SPDR Gold Trust CALL 78463V907 3799 26200 SH Call SOLE 0 0 1144 SPDR Gold Trust PUT 78463V957 9841 78300 SH Put SOLE 0 0 1144 ISHARES TR - 3-7 YR TREAS BD ETF ETF 464288661 4518 35652 SH SOLE 0 0 1144 ishares ETF - CORE MSCI EMKT ETF 46434G103 30434 623247 SH SOLE 0 0 1144 IShares ETF-Rus2000 ETF 464287655 76776 507900 SH SOLE 0 0 1144 i-shares U.S. REAL ES ETF ETF 464287739 233 2500 SH SOLE 0 0 1144 POWERSHARES QQQ TRUST ETF 73935A104 4040 21600 SH SOLE 0 0 1144 POWERSHARES QQQ TRUST CALL 73935A904 4224 21600 SH Call SOLE 0 0 1144 POWERSHARES QQQ TRUST PUT 73935A954 3208 21600 SH Put SOLE 0 0 1144 iShares Trust - iShares 1-3 Year Treasury Bond ETF ETF 464287457 4395 51839 SH SOLE 0 0 1144 SPDR S&P 500 ETF TR TR UNIT 78462F103 494256 1663577 SH SOLE 0 0 1144 SPDR S&P 500 ETF TR CALL 78462F903 470902 1623500 SH Call SOLE 0 0 1144 SPDR S&P 500 ETF TR PUT 78462F953 1687500 6354500 SH Put SOLE 0 0 1144 IShares ETF-20yr ETF 464287432 2897 20300 SH SOLE 0 0 1144 IShares ETF-20yr PUT 464287952 3028 22800 SH Put SOLE 0 0 1144 Twitter Inc Company 90184L102 1075 26000 SH SOLE 0 0 1144 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 240404 4158946 SH SOLE 0 0 1144 SELECT SECTOR SPDR TR SBI COMMUNICATIONS 81369Y852 231512 4694801 SH SOLE 0 0 1144 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 230202 3864317 SH SOLE 0 0 1144 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 191839 6834771 SH SOLE 0 0 1144 SELECT SECTOR SPDR TR PUT 81369Y955 420 30000 SH Put SOLE 0 0 1144 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 235086 3030800 SH SOLE 0 0 1144 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 241313 3022192 SH SOLE 0 0 1144 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 228723 3738709 SH SOLE 0 0 1144 SELECT SECTOR SPDR TR SBI INT-REALESTATE 81369Y860 47644 1212157 SH SOLE 0 0 1144 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 233881 3613675 SH SOLE 0 0 1144 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 238325 2662997 SH SOLE 0 0 1144 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 234896 1959804 SH SOLE 0 0 1144