0001591505-19-000003.txt : 20190211 0001591505-19-000003.hdr.sgml : 20190211 20190211171607 ACCESSION NUMBER: 0001591505-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190211 DATE AS OF CHANGE: 20190211 EFFECTIVENESS DATE: 20190211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Swan Global Investments, LLC CENTRAL INDEX KEY: 0001591505 IRS NUMBER: 841504885 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16047 FILM NUMBER: 19586514 BUSINESS ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 BUSINESS PHONE: 9703828901 MAIL ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 FORMER COMPANY: FORMER CONFORMED NAME: Swan Wealth Advisors, Inc. DATE OF NAME CHANGE: 20131108 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001591505 XXXXXXXX 12-31-2018 12-31-2018 Swan Global Investments, LLC

1099 MAIN AVE. SUITE 206 DURANGO CO 81301

13F HOLDINGS REPORT 028-16047 N Brad Ackerman 813-575-7577 Bradley O. Ackerman TAMPA FL 02-11-2019 1 38 4795643 false 1 0001591478 028-16131 Swan Capital Management, LLC INFORMATION TABLE 2 SEC13Fupdated.xml iShares MSCI Emerging Markets Indx ETF ETF 464287234 26637 678813 SH SOLE 0 0 2922645 iShares MSCI Emerging Markets Indx ETF CALL 464287904 10800 240000 SH Call SOLE 0 0 2922645 iShares MSCI Emerging Markets Indx ETF PUT 464287954 56391 1457400 SH Put SOLE 0 0 2922645 iShares MSCI EAFE ETF ETF 464287465 78515 1337800 SH SOLE 0 0 2922645 iShares MSCI EAFE ETF CALL 464287905 27197 405800 SH Call SOLE 0 0 2922645 iShares MSCI EAFE ETF PUT 464287955 80706 1353300 SH Put SOLE 0 0 2922645 SPDR Gold Trust ETF 78463V107 6344 52400 SH SOLE 0 0 2922645 SPDR Gold Trust CALL 78463V907 8966 69100 SH Call SOLE 0 0 2922645 SPDR Gold Trust PUT 78463V957 6240 52000 SH Put SOLE 0 0 2922645 ISHARES TR - IBOXX HI YD ETF 464288513 235 2900 SH SOLE 0 0 2922645 ISHARES TR - IBOXX HI YD PUT 464288953 215 2900 SH Put SOLE 0 0 2922645 ISHARES TR - 3-7 YR TREAS BD ETF ETF 464288661 4639 38279 SH SOLE 0 0 2922645 ishares ETF - CORE MSCI EMKT ETF 46434G103 30428 643980 SH SOLE 0 0 2922645 IShares ETF-Rus2000 ETF 464287655 78255 589000 SH SOLE 0 0 2922645 i-shares U.S. REAL ES ETF ETF 464287739 441 5900 SH SOLE 0 0 2922645 i-shares U.S. REAL ES ETF PUT 464287959 442 5900 SH Put SOLE 0 0 2922645 POWERSHARES QQQ TRUST ETF 73935A104 4864 31800 SH SOLE 0 0 2922645 POWERSHARES QQQ TRUST CALL 73935A904 5425 31000 SH Call SOLE 0 0 2922645 POWERSHARES QQQ TRUST PUT 73935A954 3975 31800 SH Put SOLE 0 0 2922645 iShares Trust - iShares 1-3 Year Treasury Bond ETF ETF 464287457 4574 54717 SH SOLE 0 0 2922645 SPDR S&P 500 ETF TR TR UNIT 78462F103 519758 2097913 SH SOLE 0 0 2922645 SPDR S&P 500 ETF TR CALL 78462F903 377 1300 SH Call SOLE 0 0 2922645 SPDR S&P 500 ETF TR PUT 78462F953 986391 3945600 SH Put SOLE 0 0 2922645 IShares ETF-20yr ETF 464287432 2457 20300 SH SOLE 0 0 2922645 IShares ETF-20yr PUT 464287952 2777 24500 SH Put SOLE 0 0 2922645 Twitter Inc Company 90184L102 739 26000 SH SOLE 0 0 2922645 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 288175 5752001 SH SOLE 0 0 2922645 SELECT SECTOR SPDR TR SBI COMMUNICATIONS 81369Y852 282144 6844839 SH SOLE 0 0 2922645 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 275249 4824706 SH SOLE 0 0 2922645 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 232475 9854824 SH SOLE 0 0 2922645 SELECT SECTOR SPDR TR PUT 81369Y955 966 72000 SH Put SOLE 0 0 2922645 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 281438 4413323 SH SOLE 0 0 2922645 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 282449 4600145 SH SOLE 0 0 2922645 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 285196 5639618 SH SOLE 0 0 2922645 SELECT SECTOR SPDR TR SBI INT-REALESTATE 81369Y860 53875 1741277 SH SOLE 0 0 2922645 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 288927 5468987 SH SOLE 0 0 2922645 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 290659 3409493 SH SOLE 0 0 2922645 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 286302 2922645 SH SOLE 0 0 2922645