0001591505-15-000017.txt : 20151113 0001591505-15-000017.hdr.sgml : 20151113 20151113144821 ACCESSION NUMBER: 0001591505-15-000017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151113 DATE AS OF CHANGE: 20151113 EFFECTIVENESS DATE: 20151113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Swan Global Investments, LLC CENTRAL INDEX KEY: 0001591505 IRS NUMBER: 841504885 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16047 FILM NUMBER: 151228656 BUSINESS ADDRESS: STREET 1: 277 E THIRD AVE, BUILDING A CITY: DURANGO STATE: CO ZIP: 81301 BUSINESS PHONE: 970-382-8901 MAIL ADDRESS: STREET 1: 277 E THIRD AVE, BUILDING A CITY: DURANGO STATE: CO ZIP: 81301 FORMER COMPANY: FORMER CONFORMED NAME: Swan Wealth Advisors, Inc. DATE OF NAME CHANGE: 20131108 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001591505 XXXXXXXX 09-30-2015 09-30-2015 Swan Global Investments, LLC

277 E THIRD AVE, BUILDING A DURANGO CO 81301

13F HOLDINGS REPORT 028-16047 N Jim Engelken 970-382-8901 x104 jim Engelken Durango CO 11-13-2015 1 25 2051043 false 1 0001591478 028-16131 Swan Capital Management, LLC INFORMATION TABLE 2 SGI13FHRQ315data.xml DORSEY WRT 5 ETF ETF 33738R605 252 11500 SH SOLE 0 0 11500 iShares MSCI Emerging Markets Indx ETF ETF 464287234 639 19500 SH SOLE 0 0 19500 IShares ETF-20yr ETF 464287432 457 3700 SH SOLE 0 0 3700 iShares MSCI EAFE ETF ETF 464287465 4775 83300 SH SOLE 0 0 83300 IShares ETF-Rus2000 ETF 464287655 4914 45000 SH SOLE 0 0 45000 i-shares U.S. REAL ES ETF ETF 464287739 397 5600 SH SOLE 0 0 5600 iShares MSCI Emerging Markets Indx ETF PUT 464287954 325 837 SH Put SOLE 0 0 837 Swan Defined Risk Fund Class A Mutual Fund 66538E408 141 12596 SH SOLE 0 0 12596 Swan Defined Risk Fund Class I Mutual Fund 66538E606 39594 3535216 SH SOLE 0 0 3535216 Swan Defined Risk Fund Class I Mutual Fund 66538G676 7088 787504 SH SOLE 0 0 787504 POWERSHARES QQQ TRUST ETF 73935A104 906 8900 SH SOLE 0 0 8900 SPDR S&P 500 ETF TR TR UNIT 78462F103 390345 2036974 SH SOLE 0 0 2036974 SPDR S&P 500 ETF TR PUT 78462F953 8602 11557 SH Put SOLE 0 0 11557 SPDR Gold Trust ETF 78463V107 6985 64800 SH SOLE 0 0 64800 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 165073 4136242 SH SOLE 0 0 4136242 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 171431 2589373 SH SOLE 0 0 2589373 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 179103 3795876 SH SOLE 0 0 3795876 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 182415 2457537 SH SOLE 0 0 2457537 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 164794 2693413 SH SOLE 0 0 2693413 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 172569 7617460 SH SOLE 0 0 7617460 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 174220 3492852 SH SOLE 0 0 3492852 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 177445 4493604 SH SOLE 0 0 4493604 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 187820 4339667 SH SOLE 0 0 4339667 Twitter Inc Company 90184L102 6735 250000 SH SOLE 0 0 250000 Vanguard Intl Equity ETF 922042858 4018 124700 SH SOLE 0 0 124700