The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| iShares MSCI Emerging Markets Indx ETF | ETF | 464287234 | 6,911 | 177,045 | SH | SOLE | 0 | 0 | 177,045 | ||
| IShares ETF-20yr | ETF | 464287432 | 437 | 3,700 | SH | SOLE | 0 | 0 | 3,700 | ||
| iShares MSCI EAFE ETF | ETF | 464287465 | 471 | 7,400 | SH | SOLE | 0 | 0 | 7,400 | ||
| IShares ETF-Rus2000 | ETF | 464287655 | 497 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
| i-Shares Rus2000 ETF | PUT | 464287955 | 588 | 0 | SH | Put | SOLE | 0 | 0 | 0 | |
| Swan Defined Risk Fund Class A | Mutual Fund | 66538E408 | 160 | 13,549 | SH | SOLE | 0 | 0 | 13,549 | ||
| Swan Defined Risk Fund Class I | Mutual Fund | 66538E606 | 42,832 | 3,608,437 | SH | SOLE | 0 | 0 | 3,608,437 | ||
| Swan Defined Risk Fund Class I | Mutual Fund | 66538G676 | 7,834 | 781,130 | SH | SOLE | 0 | 0 | 781,130 | ||
| POWERSHARES QQQ TRUST | ETF | 73935A104 | 277 | 2,600 | SH | SOLE | 0 | 0 | 2,600 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 393,496 | 1,915,571 | SH | SOLE | 0 | 0 | 1,915,571 | ||
| SPDR Gold Trust | ETF | 78463V107 | 7,326 | 64,800 | SH | SOLE | 0 | 0 | 64,800 | ||
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 168,273 | 3,488,250 | SH | SOLE | 0 | 0 | 3,488,250 | ||
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 182,597 | 2,463,208 | SH | SOLE | 0 | 0 | 2,463,208 | ||
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 170,966 | 3,585,709 | SH | SOLE | 0 | 0 | 3,585,709 | ||
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 175,063 | 2,299,235 | SH | SOLE | 0 | 0 | 2,299,235 | ||
| SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 164,021 | 2,197,498 | SH | SOLE | 0 | 0 | 2,197,498 | ||
| SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 171,583 | 7,063,936 | SH | SOLE | 0 | 0 | 7,063,936 | ||
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 170,222 | 3,150,521 | SH | SOLE | 0 | 0 | 3,150,521 | ||
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 174,286 | 4,213,898 | SH | SOLE | 0 | 0 | 4,213,898 | ||
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 168,895 | 4,062,922 | SH | SOLE | 0 | 0 | 4,062,922 | ||
| Twitter Inc | Company | 90184L102 | 8,552 | 250,000 | SH | SOLE | 0 | 0 | 250,000 | ||
| Vanguard Intl Equity | ETF | 922042858 | 11,835 | 293,400 | SH | SOLE | 0 | 0 | 293,400 | ||