0001591505-15-000015.txt : 20150515 0001591505-15-000015.hdr.sgml : 20150515 20150515150311 ACCESSION NUMBER: 0001591505-15-000015 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150515 DATE AS OF CHANGE: 20150515 EFFECTIVENESS DATE: 20150515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Swan Global Investments, LLC CENTRAL INDEX KEY: 0001591505 IRS NUMBER: 841504885 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16047 FILM NUMBER: 15868330 BUSINESS ADDRESS: STREET 1: 277 E THIRD AVE, BUILDING A CITY: DURANGO STATE: CO ZIP: 81301 BUSINESS PHONE: 970-382-8901 MAIL ADDRESS: STREET 1: 277 E THIRD AVE, BUILDING A CITY: DURANGO STATE: CO ZIP: 81301 FORMER COMPANY: FORMER CONFORMED NAME: Swan Wealth Advisors, Inc. DATE OF NAME CHANGE: 20131108 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001591505 XXXXXXXX 03-31-2015 03-31-2015 true 1 RESTATEMENT Swan Global Investments, LLC

277 E THIRD AVE, BUILDING A DURANGO CO 81301

13F HOLDINGS REPORT 028-16047 N Jim Engelken 970-382-8901 Jim Engelken durango CO 05-15-2015 1 23 1887010 false 1 0001591478 028-16131 Swan Capital Management, LLC INFORMATION TABLE 2 SGI13FHRQ115data.xml REDUCED TO 000S iShares MSCI EAFE ETF ETF 464287465 499 7400 SH SOLE 0 0 7400 Swan Defined Risk Fund Class A Mutual Fund 66538E408 164 13649 SH SOLE 0 0 13649 Swan Defined Risk Fund Class I Mutual Fund 66538E606 44728 3705727 SH SOLE 0 0 3705727 SPDR S&P 500 ETF TR TR UNIT 78462F103 381692 1817421 SH SOLE 0 0 1817421 SPDR S&P 500 ETF TR PUT 78462F953 512 615 SH Put SOLE 0 0 615 SPDR Gold Trust ETF 78463V107 932 8000 SH SOLE 0 0 8000 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 156354 3082255 SH SOLE 0 0 3082255 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 180564 2470395 SH SOLE 0 0 2470395 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 155609 3186139 SH SOLE 0 0 3186139 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 167659 2216606 SH SOLE 0 0 2216606 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 139987 1741581 SH SOLE 0 0 1741581 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 161797 6579767 SH SOLE 0 0 6579767 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 159890 2825459 SH SOLE 0 0 2825459 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 163825 3831551 SH SOLE 0 0 3831551 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 149209 3449333 SH SOLE 0 0 3449333 Vanguard Intl Equity ETF - Emerging Markets 922042858 10438 239900 SH SOLE 0 0 239900 Twitter, Inc Twitter, Inc 90184L102 9430 250000 SH SOLE 0 0 250000 Twitter, Inc Call 90184L902 1565 2151 SH Call SOLE 0 0 2151 IShares ETF-20yr 20 Yr Treas Bond 464287432 439 3700 SH SOLE 0 0 3700 IShares MSCI ETF-Dev EAFE ETF 464287465 499 7400 SH SOLE 0 0 7400 IShares ETF-Rus2000 Russel 2000 464287655 489 4000 SH SOLE 0 0 4000 IShares ETF-RE U.S. REAL ES ETF 464287739 449 6000 SH SOLE 0 0 6000 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 280 2600 SH SOLE 0 0 2600