0001591478-16-000011.txt : 20160810 0001591478-16-000011.hdr.sgml : 20160810 20160810145548 ACCESSION NUMBER: 0001591478-16-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160810 DATE AS OF CHANGE: 20160810 EFFECTIVENESS DATE: 20160810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Swan Global Investments, LLC CENTRAL INDEX KEY: 0001591505 IRS NUMBER: 841504885 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16047 FILM NUMBER: 161821196 BUSINESS ADDRESS: STREET 1: 277 E THIRD AVE, BUILDING A CITY: DURANGO STATE: CO ZIP: 81301 BUSINESS PHONE: 970-382-8901 MAIL ADDRESS: STREET 1: 277 E THIRD AVE, BUILDING A CITY: DURANGO STATE: CO ZIP: 81301 FORMER COMPANY: FORMER CONFORMED NAME: Swan Wealth Advisors, Inc. DATE OF NAME CHANGE: 20131108 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001591505 XXXXXXXX 06-30-2016 06-30-2016 Swan Global Investments, LLC

277 E THIRD AVE, BUILDING A DURANGO CO 81301

13F HOLDINGS REPORT 028-16047 N Bradley O. Ackerman 8135757577 Bradley O. Ackerman Tampa FL 08-10-2016 1 23 2579056 false 1 0001591478 028-16131 Swan Capital Management, LLC INFORMATION TABLE 2 SEC13F.xml DORSEY WRT 5 ETF ETF 33738R605 250 11325 SH SOLE 0 0 11325 iShares MSCI Emerging Markets Indx ETF ETF 464287234 19475 572461 SH SOLE 0 0 572461 ISHARES TR - 7-10 YR TREAS BD ETF ETF 464287440 2659 23595 SH SOLE 0 0 23595 iShares MSCI EAFE ETF ETF 464287465 17424 316800 SH SOLE 0 0 316800 IShares ETF-Rus2000 ETF 464287655 17948 159000 SH SOLE 0 0 159000 ISHARES TR - 10-20 YR TRS ETF ETF 464288653 2674 18273 SH SOLE 0 0 18273 ISHARES TR - 3-7 YR TREAS BD ETF ETF 464288661 2650 20830 SH SOLE 0 0 20830 PIMCO ETF TR-TTL RTN ACTV ETF ETF 72201R775 15413 143832 SH SOLE 0 0 143832 POWERSHARES QQQ TRUST ETF 73935A104 2498 23500 SH SOLE 0 0 23500 SPDR S&P 500 ETF TR TR UNIT 78462F103 430875 2084948 SH SOLE 0 0 2084948 SPDR S&P 500 ETF TR PUT 78462F953 7167 1150 SH Put SOLE 0 0 1150 SPDR Gold Trust ETF 78463V107 1472 11700 SH SOLE 0 0 11700 SSGA ACTIVE ETF TR - SPDR TOTAL RETURN TACTICAL ETF ETF 78467V848 12001 240645 SH SOLE 0 0 240645 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 221692 4860595 SH SOLE 0 0 4860595 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 229748 3234071 SH SOLE 0 0 3234071 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 230555 4274289 SH SOLE 0 0 4274289 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 220657 2847550 SH SOLE 0 0 2847550 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 231446 3418697 SH SOLE 0 0 3418697 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 220035 9779334 SH SOLE 0 0 9779334 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 222578 4049811 SH SOLE 0 0 4049811 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 230046 5362383 SH SOLE 0 0 5362383 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 237269 4619725 SH SOLE 0 0 4619725 Twitter Inc Company 90184L102 2524 150000 SH SOLE 0 0 150000