MA/A 0001591452 XXXXXXXX Elyse M. Andrews 315-752-0051 eandrews@fiscaladvisors.com ccrowley@fiscaladvisors.com jcaruso@fiscaladvisors.com Fiscal Advisors & Marketing, Inc 01-0730758 866-00478-00 867-00538 250 South Clinton Street, Suite 502 Corporate Headquarters SYRACUSE NY 13202 315-752-0051 315-752-0057 Add 63 Putnam Street, Suite 202 Capital Region Office SARATOGA SPRINGS NY 12866 518-541-3861 315-752-0057 Add 827 Route 82, Suite 10231 Hudson Valley Region Office HOPEWELL JUNCTION NY 12533 845-447-2214 845-447-2215 N www.fiscaladvisors.com Add WWW.FISCALADVISORSAUCTION.COM Elyse Marie Andrews

250 South Clinton Street, Suite 502 Corporate Headquarters Syracuse NY 13202

315-752-0051 315-752-0057 eandrews@fiscaladvisors.com JEANINE RODGERS CARUSO

63 PUTNAM STREET, SUITE 202 CAPITAL REGION OFFICE SARATOGA SPRINGS NY 12866

518-541-3861 315-752-0057 JCARUSO@fiscaladvisors.com Premier Printing N August NY 07-10-2002 N 21 1 12 0 0 0 587 Municipal Entities Non-profit organizations 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice On Selection Other Continuing Disclosure Services Y Other municipal advisor 12 Add Other municipal advisor Jeanine Rodgers Caruso Jeanine Rodgers Caruso Y N N Add Other municipal advisor Mark Stephen Vislosky Mark Stephen Vislosky Y N N Add Other municipal advisor John Carl Shehadi John Carl Shehadi Y N N Add Other municipal advisor Christine Marie Crowley Christine Marie Crowley Y N N Add Other municipal advisor Benjamin James Maslona Benjamin James Maslona Y N N Add Other municipal advisor Keith Joseph Korycinski Keith Joseph Korycinski Y N N Add Other municipal advisor Natalie Carolina Margareta Mousaw Natalie Carolina Margareta Mousaw Y N N Add Other municipal advisor Andrew William Schreyack Andrew William Schreyack Y N N Add Other municipal advisor Elyse Marie Andrews Elyse Marie Andrews Y N N Add Other municipal advisor Andrew Bachur Watkins Andrew Bachur Watkins Y N N Add Other municipal advisor Beth Alison Ferguson Beth Alison Ferguson Y N N Add Other municipal advisor Brendan Pierce Ryan Brendan Pierce Ryan N N N N N N N N N N N N N N N N Section 6 Schedule D: Please DELETE Lisa Cellucci from the list of associate persons. Section 6 Schedule D: Please ADD Mary Jo Bella to the list of associate persons. Section 1-E Schedule D: Please ADD "15 Robinson Drive" as an additional office. Section 6 Schedule D: Please ADD Robert Moro to the list of associate persons. Section 6 Schedule D: Please DELETE Robert Moro from the list of associate persons. Section 1-E Schedule D: Please DELETE "15 Robinson Drive" as an additional Office. Section 6 Schedule D: Please DELETE Mary Jo Bella from the list of associate persons. Section 6 Schedule D: Please DELETE Kelly Jean Lathan from the list of associate persons. Section 1-E Schedule D: Please DELETE "5 North Avenue" as an additional Office. Section 6 Schedule D: Please ADD Elyse Sturgen to the list of associate persons. Section 6 Schedule D: Please ADD Andrew Watkins to the list of associate persons. Section 6 Schedule D: Please ADD Beth Ferguson to the list of associate persons. Section 6 Schedule D: Please DELETE Christina Kennedy from the list of associate persons. Section 6 Schedule D: ADD one employee to employee number CHANGE in address of Corporate Headquarters CHANGE IN CCO NAME to Elyse Andrews (formerly Sturgen) due to marriage Change in % Ownership figures Nov. annual update to form per Aug. 31 FYE February 2021: Updated to include Michael Ferrara as Municipal Advisor Representative July 2021: Updated to ADD Brendan Ryan as a Municipal Advisor Representative September 2021: Updated per annual update (FYE Aug.) Updated client numbers, change to small business section November 2021: Updated Number of Employees Per Hiring of Schyler Cooney December 2021: Updated Number of Employees Per Departure of Mike and Alex. Removed Mike as Associated Person and Edited MA Rep. Count Downward to 12. January 2022: updated number of employees to include Nathan (Non-MA Rep.) N N N N N N N N N N N N N N N N N N N N N N N N N N Jeanine Rodgers Caruso Chief Executive Officer 01-17-2020 B Y 000000000 Christine Marie Crowley President 01-17-2020 C Y 000000000 Benjamin James Maslona Executive Vice President 01-17-2020 C Y 000000000 Elyse Marie Andrews Chief Compliance Officer 02-10-2020 NA Y 000000000 Jeanine Rodgers Caruso Chief Executive Officer 01-17-2020 B Y 000000000 Christine Marie Crowley President 01-17-2020 C Y 000000000 Benjamin James Maslona Executive Vice President 01-17-2020 C Y 000000000 Elyse Marie Andrews Chief Compliance Officer 02-10-2020 NA Y 000000000 Elyse M. Andrews Elyse M. Andrews Financial Analyst & Chief Compliance Officer 01-12-2022 N N N N N Y N Y N Y N N Y N N N N N N N N