0001104659-20-096128.txt : 20200817
0001104659-20-096128.hdr.sgml : 20200817
20200817163603
ACCESSION NUMBER: 0001104659-20-096128
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200813
FILED AS OF DATE: 20200817
DATE AS OF CHANGE: 20200817
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Castle Creek Capital Partners VI, LP
CENTRAL INDEX KEY: 0001666749
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38627
FILM NUMBER: 201110687
BUSINESS ADDRESS:
STREET 1: 6051 EL TORDO
CITY: RANCHO SANTA FE
STATE: CA
ZIP: 92067
BUSINESS PHONE: (858)756-8300
MAIL ADDRESS:
STREET 1: 6051 EL TORDO
CITY: RANCHO SANTA FE
STATE: CA
ZIP: 92067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Castle Creek Capital VI LLC
CENTRAL INDEX KEY: 0001671438
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38627
FILM NUMBER: 201110688
BUSINESS ADDRESS:
STREET 1: 6051 EL TORDO
STREET 2: PO BOX 1329
CITY: RANCHO SANTA FE
STATE: CA
ZIP: 92067
BUSINESS PHONE: 858-756-8300
MAIL ADDRESS:
STREET 1: 6051 EL TORDO
STREET 2: PO BOX 1329
CITY: RANCHO SANTA FE
STATE: CA
ZIP: 92067
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Riverview Financial Corp
CENTRAL INDEX KEY: 0001590799
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 383917371
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3901 NORTH FRONT STREET
CITY: HARRISBURG
STATE: PA
ZIP: 17110
BUSINESS PHONE: 717-957-2196
MAIL ADDRESS:
STREET 1: 3901 NORTH FRONT STREET
CITY: HARRISBURG
STATE: PA
ZIP: 17110
4
1
a4.xml
4
X0306
4
2020-08-13
0
0001590799
Riverview Financial Corp
RIVE
0001666749
Castle Creek Capital Partners VI, LP
C/O CASTLE CREEK CAPITAL LLC
6051 EL TORDO, PO BOX 1329
RANCHO SANTA FE
CA
92067
0
0
1
0
0001671438
Castle Creek Capital VI LLC
C/O CASTLE CREEK CAPITAL LLC
6051 EL TORDO, PO BOX 1329
RANCHO SANTA FE
CA
92067
0
0
1
0
Common Stock
2020-08-13
4
P
0
129784
6.90
A
1781249
D
Common Stock
2020-08-14
4
P
0
85399
7.20
A
1866648
D
These securities are directly held by Castle Creek Capital Partners VI, LP ("Fund VI"). Castle Creek Capital VI LLC is the sole general partner of Fund VI. Castle Creek Capital VI LLC disclaims beneficial ownership of such shares of Common Stock, except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that Castle Creek Capital VI LLC is the beneficial owner of such shares of Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
The reported price is a weighted-average price. These shares were acquired in multiple transactions at prices ranging from $7.00 to $7.20, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within this range.
CASTLE CREEK CAPITAL PARTNERS VI, LP, By: /s/ John M. Eggemeyer, Name: John M. Eggemeyer, Title: President
2020-08-17
CASTLE CREEK CAPITAL VI LLC, By: /s/ John M. Eggemeyer, Name: John M. Eggemeyer, Title: President
2020-08-17