0001590714-16-000238.txt : 20160919 0001590714-16-000238.hdr.sgml : 20160919 20160919063355 ACCESSION NUMBER: 0001590714-16-000238 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160916 FILED AS OF DATE: 20160919 DATE AS OF CHANGE: 20160919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Platform Specialty Products Corp CENTRAL INDEX KEY: 0001590714 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1450 CENTREPARK BLVD STREET 2: SUITE 210 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: 561-207-9600 MAIL ADDRESS: STREET 1: 1450 CENTREPARK BLVD STREET 2: SUITE 210 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANKLIN MARTIN E CENTRAL INDEX KEY: 0000940603 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36272 FILM NUMBER: 161890692 MAIL ADDRESS: STREET 1: C/O MARIPOSA CAPITAL, LLC STREET 2: 5200 BLUE LAGOON DRIVE, SUITE 855 CITY: MIAMI STATE: FL ZIP: 33126 4 1 wf-form4_147428122205602.xml FORM 4 X0306 4 2016-09-16 0 0001590714 Platform Specialty Products Corp PAH 0000940603 FRANKLIN MARTIN E C/O PLATFORM SPECIALTY PRODUCTS CORP. 1450 CENTREPARK BLVD, SUITE 210 WEST PALM BEACH FL 33401 1 0 0 0 Common Stock, par value $0.01 per share 2016-09-16 4 P 0 1050000 8.25 A 2437449 I By Martin E. Franklin Revocable Trust Common Stock, par value $0.01 per share 10449987 I By Mariposa Acquisition, LLC Common Stock, par value $0.01 per share 243110 I By RSMA, LLC Series A Preferred Stock, par value $0.01 per share Common Stock 1060000.0 1060000 I By Mariposa Acquisition, LLC These shares were purchased by the reporting person in connection with an underwritten public offering of the Issuer. The reported sale price reflects the price at which the reporting person purchased the shares from the underwriters. Each share of Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of the Issuer's common stock for no additional consideration. The Series A Preferred Stock shall automatically convert into the Issuer's common stock upon the earlier to occur of (i) a change of control of the Issuer or (ii) December 31, 2020 (unless extended in accordance with the terms of the Series A Preferred Stock). /s/ Desiree DeStefano as Attorney-in-Fact for Martin E. Franklin 2016-09-19