0001590714-16-000238.txt : 20160919
0001590714-16-000238.hdr.sgml : 20160919
20160919063355
ACCESSION NUMBER: 0001590714-16-000238
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160916
FILED AS OF DATE: 20160919
DATE AS OF CHANGE: 20160919
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Platform Specialty Products Corp
CENTRAL INDEX KEY: 0001590714
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1450 CENTREPARK BLVD
STREET 2: SUITE 210
CITY: WEST PALM BEACH
STATE: FL
ZIP: 33401
BUSINESS PHONE: 561-207-9600
MAIL ADDRESS:
STREET 1: 1450 CENTREPARK BLVD
STREET 2: SUITE 210
CITY: WEST PALM BEACH
STATE: FL
ZIP: 33401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRANKLIN MARTIN E
CENTRAL INDEX KEY: 0000940603
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36272
FILM NUMBER: 161890692
MAIL ADDRESS:
STREET 1: C/O MARIPOSA CAPITAL, LLC
STREET 2: 5200 BLUE LAGOON DRIVE, SUITE 855
CITY: MIAMI
STATE: FL
ZIP: 33126
4
1
wf-form4_147428122205602.xml
FORM 4
X0306
4
2016-09-16
0
0001590714
Platform Specialty Products Corp
PAH
0000940603
FRANKLIN MARTIN E
C/O PLATFORM SPECIALTY PRODUCTS CORP.
1450 CENTREPARK BLVD, SUITE 210
WEST PALM BEACH
FL
33401
1
0
0
0
Common Stock, par value $0.01 per share
2016-09-16
4
P
0
1050000
8.25
A
2437449
I
By Martin E. Franklin Revocable Trust
Common Stock, par value $0.01 per share
10449987
I
By Mariposa Acquisition, LLC
Common Stock, par value $0.01 per share
243110
I
By RSMA, LLC
Series A Preferred Stock, par value $0.01 per share
Common Stock
1060000.0
1060000
I
By Mariposa Acquisition, LLC
These shares were purchased by the reporting person in connection with an underwritten public offering of the Issuer. The reported sale price reflects the price at which the reporting person purchased the shares from the underwriters.
Each share of Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of the Issuer's common stock for no additional consideration. The Series A Preferred Stock shall automatically convert into the Issuer's common stock upon the earlier to occur of (i) a change of control of the Issuer or (ii) December 31, 2020 (unless extended in accordance with the terms of the Series A Preferred Stock).
/s/ Desiree DeStefano as Attorney-in-Fact for Martin E. Franklin
2016-09-19