0000904454-22-000398.txt : 20220725 0000904454-22-000398.hdr.sgml : 20220725 20220725151958 ACCESSION NUMBER: 0000904454-22-000398 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220721 FILED AS OF DATE: 20220725 DATE AS OF CHANGE: 20220725 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kuta Alexander Edward III CENTRAL INDEX KEY: 0001696698 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36294 FILM NUMBER: 221103072 MAIL ADDRESS: STREET 1: 239 WILLIS ROAD CITY: SUDBURY STATE: MA ZIP: 01776 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: uniQure N.V. CENTRAL INDEX KEY: 0001590560 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PAASHEUVELWEG 25A CITY: AMSTERDAM STATE: P7 ZIP: 1105 BP BUSINESS PHONE: 1-339-970-7000 MAIL ADDRESS: STREET 1: PAASHEUVELWEG 25A CITY: AMSTERDAM STATE: P7 ZIP: 1105 BP FORMER COMPANY: FORMER CONFORMED NAME: uniQure B.V. DATE OF NAME CHANGE: 20131030 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2022-07-21 0 0001590560 uniQure N.V. QURE 0001696698 Kuta Alexander Edward III C/O UNIQURE N.V. PAASHEUVELWEG 25A AMSTERDAM P7 11058BP NETHERLANDS 0 1 0 0 Executive VP, Operations Ordinary Shares 2022-07-21 4 M 0 595 5.31 A 95791 D Ordinary Shares 2022-07-21 4 S 0 595 25.00 D 95196 D Ordinary Shares 2022-07-22 4 M 0 5643 5.31 A 100839 D Ordinary Shares 2022-07-22 4 S 0 5643 25.00 D 95196 D Stock Option (Right to Buy) 5.31 2022-07-21 4 M 0 595 0 D 2027-01-23 Ordinary Shares 595 43405 D Stock Option (Right to Buy) 5.31 2022-07-22 4 M 0 5643 0 D 2027-01-23 Ordinary Shares 5643 37762 D The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Adjusted to correct a typographical error on the Reporting Person's last Form 4, pursuant to which the number of Ordinary Shares held after the reported transaction was inadvertently under-reported by 40 shares. /s/ Christian Klemt, Attorney-in-Fact 2022-07-25