0001213900-20-003942.txt : 20200214
0001213900-20-003942.hdr.sgml : 20200214
20200214160829
ACCESSION NUMBER: 0001213900-20-003942
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lim Colin
CENTRAL INDEX KEY: 0001736030
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55925
FILM NUMBER: 20619663
MAIL ADDRESS:
STREET 1: C/O AERKOMM INC., 923 INCLINE WAY #39
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aerkomm Inc.
CENTRAL INDEX KEY: 0001590496
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899]
IRS NUMBER: 463424568
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 44043 FREMONT BLVD.
CITY: FREMONT
STATE: CA
ZIP: 94538
BUSINESS PHONE: 877-742-3094
MAIL ADDRESS:
STREET 1: 44043 FREMONT BLVD.
CITY: FREMONT
STATE: CA
ZIP: 94538
FORMER COMPANY:
FORMER CONFORMED NAME: Maple Tree Kids, Inc.
DATE OF NAME CHANGE: 20131029
5
1
ownership.xml
X0306
5
2019-12-31
0
0
0
0001590496
Aerkomm Inc.
AKOM
0001736030
Lim Colin
C/O AERKOMM INC.,
923 INCLINE WAY, #39
INCLINE VILLAGE
NV
89451
1
0
0
0
Stock option (right to buy)
13.95
2018-12-29
5
A
0
4000
0
A
2018-12-29
2028-12-29
Common Stock
4000
20000
D
Stock option (right to buy)
3.96
2019-07-02
5
A
0
8000
0
A
2019-07-02
2029-07-02
Common Stock
8000
28000
D
Stock option (right to buy)
9.00
2019-12-29
5
A
0
4000
0
A
2019-12-29
2029-12-29
Common Stock
4000
32000
D
Represents ten-year non-qualified stock options to purchase 4,000 shares at $13.95 per share, granted to the Reporting Person on December 29, 2018 under the Issuer's equity incentive plan, pursuant to a stock option agreement, dated December 29, 2018, which vested immediately on the grant date.
Includes previously reported ten-year non-qualified stock options to purchase 12,000 shares at $27.50 per share, granted to the Reporting Person on December 29, 2017 under the Issuer's equity incentive plan, pursuant to a stock option agreement, dated December 29, 2017, among which 4,000 shares vested on June 20, 2017 and the remaining shares vest in equal monthly installments over a period of three years. Also includes previously reported ten-year non-qualified stock options purchase 4,000 shares at $30.00 per share, granted to the Reporting Person on December 29, 2017 under the Issuer's equity incentive plan, pursuant to a stock option agreement, dated December 29, 2017, which vested immediately on the grant date.
Represents ten-year non-qualified stock options to purchase 8,000 shares of the Issuer's common stock, granted to the Reporting Person under the Issuer's equity incentive plan, pursuant to a stock option agreement, dated July 2, 2019. The options will vest 25% upon the date of issuance of the grant, 25% upon the date the Company obtains from the AMF a visa on the Company's European listing prospectus, 25% upon the first anniversary of the date of issuance of the grant, and 25% upon the second anniversary of the date of issuance of the grant; except that, if the Company does not obtain from the AMF a visa on the Company's European listing prospectus, the stock options shall vest according to the following schedule: 25% upon the date of issuance of the grant, 50% upon the first anniversary of the date of issuance of the grant, and 25% upon the second anniversary of the date of issuance of the grant.
Represents ten-year non-qualified stock options to purchase 4,000 shares at $9.00 per share, granted to the Reporting Person on December 29, 2019 under the Issuer's equity incentive plan, pursuant to a stock option agreement, dated December 29, 2019, which vests in equal monthly installments over a period of one year.
/s/ Cheng Eam Lim
2020-01-27