The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M Co | COM | 88579Y101 | 994 | 7,623 | SH | SOLE | 7,623 | 0 | 0 | ||
ADT Corp/The | COM | 00101J106 | 24 | 750 | SH | SOLE | 750 | 0 | 0 | ||
AEGON NV | ADR PREF | 007924301 | 73 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
AFLAC INC | PRF | 001055300 | 183 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
Alcoa Inc | COM | 013817101 | 112 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Alerian MLP ETF | ALERIAN MLP | 00162Q866 | 10,323 | 585,230 | SH | SOLE | 585,230 | 0 | 0 | ||
American Airlines Group Inc | COM | 02376R102 | 96 | 2,679 | SH | SOLE | 2,679 | 0 | 0 | ||
American International Group I | COM | 026874784 | 61 | 1,250 | SH | SOLE | 1,250 | 0 | 0 | ||
Amgen Inc | COM | 031162100 | 1,345 | 11,316 | SH | SOLE | 11,316 | 0 | 0 | ||
AOL Inc | COM | 00184X105 | 11 | 242 | SH | SOLE | 242 | 0 | 0 | ||
Apple Inc | COM | 037833100 | 1,795 | 3,455 | SH | SOLE | 3,455 | 0 | 0 | ||
AT&T Inc | COM | 00206R102 | 3,893 | 120,517 | SH | SOLE | 120,517 | 0 | 0 | ||
Bank of America Corp | COM | 060505104 | 1,945 | 115,633 | SH | SOLE | 115,633 | 0 | 0 | ||
Bank of New York Mellon Corp/T | COM | 064058100 | 1,431 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
BARCLAYS BANK PLC | ADR PREF SER 2 | 06739F390 | 250 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BGE CAPITAL TRUST II | PRF | 05541Q206 | 1,882 | 76,000 | SH | SOLE | 76,000 | 0 | 0 | ||
Boeing Co/The | COM | 097023105 | 2,471 | 19,450 | SH | SOLE | 19,450 | 0 | 0 | ||
BP PLC | SPONSORED ADR | 055622104 | 238 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
Broadcom Corp | CL A COM | 111320107 | 731 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
CABCO TRUST FOR JCP | PRF | 126797208 | 304 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Caterpillar Inc | COM | 149123101 | 3,424 | 36,094 | SH | SOLE | 36,094 | 0 | 0 | ||
CenturyLink Inc | COM | 156700106 | 214 | 7,418 | SH | SOLE | 7,418 | 0 | 0 | ||
Chevron Corp | COM | 166764100 | 248 | 2,215 | SH | SOLE | 2,215 | 0 | 0 | ||
Cisco Systems Inc | COM | 17275R102 | 3,145 | 138,712 | SH | SOLE | 138,712 | 0 | 0 | ||
CITIGROUP CAP IX | PRF | 173066200 | 1,012 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
CITIGROUP CAPITAL XI | PRF | 17307Q205 | 251 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Citigroup Inc | COM | 172967424 | 452 | 9,160 | SH | SOLE | 9,160 | 0 | 0 | ||
Coca-Cola Co/The | COM | 191216100 | 470 | 12,394 | SH | SOLE | 12,394 | 0 | 0 | ||
Comcast Corp | CL A COM | 20030N101 | 861 | 15,764 | SH | SOLE | 15,764 | 0 | 0 | ||
ConocoPhillips | COM | 20825C104 | 354 | 5,453 | SH | SOLE | 5,453 | 0 | 0 | ||
CORTS GS CAPITAL I | PRF | 22082P208 | 497 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CORTS TRUST FOR JCP | PRF | 220803100 | 220 | 14,638 | SH | SOLE | 14,638 | 0 | 0 | ||
DB CONT CAPITAL TRUST V | PRF | 25150L108 | 54 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
Eaton Corp PLC | COM | G29183103 | 940 | 13,309 | SH | SOLE | 13,309 | 0 | 0 | ||
EI du Pont de Nemours & Co | COM | 263534109 | 2,223 | 35,033 | SH | SOLE | 35,033 | 0 | 0 | ||
Eli Lilly & Co | COM | 532457108 | 1,703 | 32,000 | SH | SOLE | 32,000 | 0 | 0 | ||
EMC Corp/MA | COM | 268648102 | 416 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
Exxon Mobil Corp | COM | 30231G102 | 321 | 3,549 | SH | SOLE | 3,549 | 0 | 0 | ||
FANNIE MAE | PRF | 313586752 | 156 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
FANNIE MAE | PRF | 313586737 | 442 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
FANNIE MAE | PRF | 313586836 | 340 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Ford Motor Co | COM | 345370860 | 445 | 29,717 | SH | SOLE | 29,717 | 0 | 0 | ||
FPL GROUP CAP TRUST I | PRF | 30257V207 | 944 | 38,000 | SH | SOLE | 38,000 | 0 | 0 | ||
FREDDIE MAC | PRF | 313400624 | 102 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Frontier Communications Corp | COM | 35906A108 | 4 | 878 | SH | SOLE | 878 | 0 | 0 | ||
Gap Inc/The | COM | 364760108 | 2,436 | 58,000 | SH | SOLE | 58,000 | 0 | 0 | ||
General Dynamics Corp | COM | 369550108 | 1,875 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
General Electric Co | COM | 369604103 | 2,610 | 103,604 | SH | SOLE | 103,604 | 0 | 0 | ||
General Mills Inc | COM | 370334104 | 1,069 | 22,243 | SH | SOLE | 22,243 | 0 | 0 | ||
General Motors Co | COM | 37045V100 | 61 | 1,696 | SH | SOLE | 1,696 | 0 | 0 | ||
GENERAL MOTORS CO | *W EXP 07/10/2016 | 37045V118 | 39 | 1,451 | SH | SOLE | 1,451 | 0 | 0 | ||
GENERAL MOTORS CO | *W EXP 07/10/2016 | 37045V126 | 27 | 1,451 | SH | SOLE | 1,451 | 0 | 0 | ||
GlaxoSmithKline PLC | SPONSORED ADR | 37733W105 | 3,071 | 58,124 | SH | SOLE | 58,124 | 0 | 0 | ||
Halliburton Co | COM | 406216101 | 274 | 5,280 | SH | SOLE | 5,280 | 0 | 0 | ||
Hewlett-Packard Co | COM | 428236103 | 1,342 | 46,171 | SH | SOLE | 46,171 | 0 | 0 | ||
IBM | COM | 459200101 | 748 | 4,222 | SH | SOLE | 4,222 | 0 | 0 | ||
ING GROEP NV | ADR PREF | 456837301 | 76 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
Intel Corp | COM | 458140100 | 3,674 | 151,796 | SH | SOLE | 151,796 | 0 | 0 | ||
iShares Emerging Markets Divid | EMRGMKT DIVIDX | 464286319 | 1,488 | 32,904 | SH | SOLE | 32,904 | 0 | 0 | ||
iShares International Select D | DJ INTL SEL DIVD | 464288448 | 1,746 | 47,250 | SH | SOLE | 47,250 | 0 | 0 | ||
iShares MSCI EAFE ETF | MSCI EAFE INDEX | 464287465 | 1,107 | 17,005 | SH | SOLE | 17,005 | 0 | 0 | ||
iShares Nasdaq Biotechnology E | NASDAQ BIOTECH INDX | 464287556 | 891 | 3,616 | SH | SOLE | 3,616 | 0 | 0 | ||
iShares Russell 2000 Growth ET | RUSSELL 2000 GRW | 464287648 | 239 | 1,814 | SH | SOLE | 1,814 | 0 | 0 | ||
iShares Russell Mid-Cap Growth | RUSSELL MCP GRW | 464287481 | 238 | 2,856 | SH | SOLE | 2,856 | 0 | 0 | ||
iShares S&P Mid-Cap 400 Growth | S&P MC 400 GRW | 464287606 | 231 | 1,579 | SH | SOLE | 1,579 | 0 | 0 | ||
iShares S&P Small-Cap 600 Grow | S&P SML CP 600 GRW | 464287887 | 237 | 2,098 | SH | SOLE | 2,098 | 0 | 0 | ||
iShares Select Dividend ETF | DJ SEL DIV INX | 464287168 | 1,460 | 21,119 | SH | SOLE | 21,119 | 0 | 0 | ||
iShares US Real Estate ETF | DJ US REAL EST | 464287739 | 2,290 | 34,762 | SH | SOLE | 34,762 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 347 | 3,853 | SH | SOLE | 3,853 | 0 | 0 | ||
Kimberly-Clark Corp | COM | 494368103 | 1,631 | 15,255 | SH | SOLE | 15,255 | 0 | 0 | ||
KIMCO REALTY CORP | PRF | 49446R794 | 134 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
Kraft Foods Group Inc | COM | 50076Q106 | 1,265 | 24,196 | SH | SOLE | 24,196 | 0 | 0 | ||
LEHMAN BRO HLD CP TR VI | PRF | 52520X208 | 0 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
LSI Corp | COM | 502161102 | 3 | 237 | SH | SOLE | 237 | 0 | 0 | ||
McDonald's Corp | COM | 580135101 | 3,705 | 38,631 | SH | SOLE | 38,631 | 0 | 0 | ||
Merck & Co Inc | COM | 58933Y105 | 1,184 | 21,614 | SH | SOLE | 21,614 | 0 | 0 | ||
METLIFE INC | PRF | 59156R405 | 727 | 29,000 | SH | SOLE | 29,000 | 0 | 0 | ||
Microsoft Corp | COM | 594918104 | 3,529 | 96,515 | SH | SOLE | 96,515 | 0 | 0 | ||
MORGAN STANLEY CP TR III | PRF | 617460209 | 1,389 | 56,000 | SH | SOLE | 56,000 | 0 | 0 | ||
MORGAN STANLEY CP TR IV | PRF | 617462205 | 247 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Motors Liquidation Co GUC Trus | COM | 62010U101 | 13 | 405 | SH | SOLE | 405 | 0 | 0 | ||
Norfolk Southern Corp | COM | 655844108 | 2,373 | 25,052 | SH | SOLE | 25,052 | 0 | 0 | ||
Novartis AG | SPONSORED ADR | 66987V109 | 1,857 | 22,944 | SH | SOLE | 22,944 | 0 | 0 | ||
Oracle Corp | COM | 68389X105 | 2,975 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
PepsiCo Inc | COM | 713448108 | 1,003 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
Pfizer Inc | COM | 717081103 | 4,792 | 153,483 | SH | SOLE | 153,483 | 0 | 0 | ||
PHOENIX COMPANIES INC | PRF | 71902E208 | 222 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PREFERREDPLUS TRST GS | PRF | 73941X874 | 737 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
PREFERREDPLUS TRST GSC-1 | PRF | 73941X759 | 217 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
PREFERREDPLUS TRUST GSC3 | PRF | 73941X643 | 259 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
PRINCIPAL FINL GROUP | PRF | 74251V201 | 201 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
Procter & Gamble Co/The | COM | 742718109 | 1,652 | 21,366 | SH | SOLE | 21,366 | 0 | 0 | ||
PUBLIC STORAGE | PRF | 74460W404 | 131 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
QWEST CORP | PRF | 74913G402 | 242 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
RBS CAPITAL FND TRST VII | PRF | 74928P207 | 835 | 38,000 | SH | SOLE | 38,000 | 0 | 0 | ||
RBS CAPITAL FUND TRUST V | PRF | 74928K208 | 324 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
Royal Bank of Canada | COM | 780087102 | 2,369 | 37,322 | SH | SOLE | 37,322 | 0 | 0 | ||
ROYAL BK SCOTLND GRP PLC | ADR PREF SER N | 780097770 | 443 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Royal Dutch Shell PLC | SPON ADR B | 780259107 | 2,613 | 35,703 | SH | SOLE | 35,703 | 0 | 0 | ||
Safeway Inc | COM | 786514208 | 872 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
SLM CORP | PRF | 78442P304 | 807 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
SPDR S&P Dividend ETF | S&P DIVID ETF | 78464A763 | 404 | 5,752 | SH | SOLE | 5,752 | 0 | 0 | ||
Symantec Corp | COM | 871503108 | 2,232 | 106,799 | SH | SOLE | 106,799 | 0 | 0 | ||
Target Corp | COM | 87612E106 | 1,440 | 25,572 | SH | SOLE | 25,572 | 0 | 0 | ||
TE Connectivity Ltd | COM | H84989104 | 85 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
Tenaris SA | SPONSORED ADR | 88031M109 | 899 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Texas Instruments Inc | COM | 882508104 | 2,869 | 68,394 | SH | SOLE | 68,394 | 0 | 0 | ||
Time Warner Cable Inc | COM | 88732J207 | 91 | 669 | SH | SOLE | 669 | 0 | 0 | ||
Time Warner Inc | COM | 887317303 | 170 | 2,666 | SH | SOLE | 2,666 | 0 | 0 | ||
Total SA | SPONSORED ADR | 89151E109 | 389 | 6,596 | SH | SOLE | 6,596 | 0 | 0 | ||
Tyco International Ltd | COM | H89128104 | 582 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
Unisys Corp | COM | 909214306 | 25 | 767 | SH | SOLE | 767 | 0 | 0 | ||
Utilities Select Sector SPDR F | SBI INT-UTILS | 81369Y886 | 7 | 180 | SH | SOLE | 180 | 0 | 0 | ||
Vanguard REIT ETF | REIT ETF | 922908553 | 543 | 7,990 | SH | SOLE | 7,990 | 0 | 0 | ||
Verizon Communications Inc | COM | 92343V104 | 2,956 | 63,146 | SH | SOLE | 63,146 | 0 | 0 | ||
VIRGINIA ELEC & POWER CO | PRF | 927804625 | 501 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
Wells Fargo & Co | COM | 949746101 | 190 | 4,180 | SH | SOLE | 4,180 | 0 | 0 | ||
WisdomTree MidCap Dividend Fun | WT MID CAP | 97717W505 | 347 | 4,783 | SH | SOLE | 4,783 | 0 | 0 | ||
WisdomTree SmallCap Dividend F | WT SMALLCAP | 97717W604 | 507 | 7,933 | SH | SOLE | 7,933 | 0 | 0 | ||
WMI Holdings Corp | COM | 92936P100 | 4 | 1,803 | SH | SOLE | 1,803 | 0 | 0 | ||
Xerox Corp | COM | 984121103 | 396 | 38,000 | SH | SOLE | 38,000 | 0 | 0 |