The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 625 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
ACASTI PHARMA INC | CL A NEW | 00430K402 | 157 | 188,260 | SH | SOLE | 188,260 | 0 | 0 | ||
Aceto Corp | COM | 004446100 | 2 | 439 | SH | Call | SOLE | 439 | 0 | 0 | |
Aceto Corp | COM | 004446100 | 591 | 704,034 | SH | SOLE | 704,034 | 0 | 0 | ||
ADMA BIOLOGICS INC | COM | 000899104 | 89 | 37,170 | SH | SOLE | 37,170 | 0 | 0 | ||
Alexion Pharmaceuticals Inc | COM | 015351109 | 3,333 | 34,237 | SH | SOLE | 34,237 | 0 | 0 | ||
Allergan Plc | SHS | G0177J108 | 2,673 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 5,301 | 389,480 | SH | SOLE | 389,480 | 0 | 0 | ||
Amgen Inc | COM | 031162100 | 3,893 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Amgen Inc | COM | 031162100 | 265 | 332 | SH | Put | SOLE | 332 | 0 | 0 | |
ArQule Inc | COM | 04269E107 | 1 | 56 | SH | Put | SOLE | 56 | 0 | 0 | |
ArQule Inc | COM | 04269E107 | 199 | 71,968 | SH | SOLE | 71,968 | 0 | 0 | ||
AtriCure Inc | COM | 04963C209 | 2,755 | 90,030 | SH | SOLE | 90,030 | 0 | 0 | ||
AVANOS MED INC | COM | 05350V106 | 1,464 | 32,675 | SH | SOLE | 32,675 | 0 | 0 | ||
Aveo Pharmaceuticals Inc | COM | 053588109 | 33 | 4,426 | SH | Put | SOLE | 4,426 | 0 | 0 | |
Aveo Pharmaceuticals Inc | COM | 053588109 | 6 | 553 | SH | Put | SOLE | 553 | 0 | 0 | |
Aveo Pharmaceuticals Inc | COM | 053588109 | 3 | 1,377 | SH | Put | SOLE | 1,377 | 0 | 0 | |
Aveo Pharmaceuticals Inc | COM | 053588109 | 38 | 3,066 | SH | Put | SOLE | 3,066 | 0 | 0 | |
Axsome Therapeutics Inc | COM | 05464T104 | 13 | 740 | SH | Call | SOLE | 740 | 0 | 0 | |
BAXTER INTL INC | COM | 071813109 | 4,212 | 64,000 | SH | SOLE | 64,000 | 0 | 0 | ||
BIODELIVERY SCIENCES INTL IN | COM | 09060J106 | 2,305 | 622,922 | SH | SOLE | 622,922 | 0 | 0 | ||
Boston Scientific Corp | COM | 101137107 | 814 | 23,035 | SH | SOLE | 23,035 | 0 | 0 | ||
CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 227 | 7,952 | SH | SOLE | 7,952 | 0 | 0 | ||
Catalyst Pharmaceuticals Inc | COM | 14888U101 | 346 | 180,198 | SH | SOLE | 180,198 | 0 | 0 | ||
Coherus BioSciences Inc | COM | 19249H103 | 1,910 | 211,071 | SH | SOLE | 211,071 | 0 | 0 | ||
DexCom Inc | COM | 252131107 | 8,686 | 72,500 | SH | SOLE | 72,500 | 0 | 0 | ||
Quest Diagnostics Inc | COM | 74834L100 | 119 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | 7,880 | 287,399 | SH | SOLE | 287,399 | 0 | 0 | ||
Exelixis Inc | COM | 30161Q104 | 55 | 1,107 | SH | Call | SOLE | 1,107 | 0 | 0 | |
Exelixis Inc | COM | 30161Q104 | 1,693 | 86,055 | SH | SOLE | 86,055 | 0 | 0 | ||
FLUIDIGM CORP DEL | COM | 34385P108 | 5,850 | 678,596 | SH | SOLE | 678,596 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 | 332 | 2,250 | SH | Put | SOLE | 2,250 | 0 | 0 | |
FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 | 720 | 2,250 | SH | Put | SOLE | 2,250 | 0 | 0 | |
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 148 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
Aevi Genomic Medicine Inc | COM | 00835P105 | 11 | 1,516 | SH | Call | SOLE | 1,516 | 0 | 0 | |
Guardant Health Inc | COM | 40131M109 | 4,149 | 110,363 | SH | SOLE | 110,363 | 0 | 0 | ||
ICU MED INC | COM | 44930G107 | 14,953 | 65,119 | SH | SOLE | 65,119 | 0 | 0 | ||
Immunogen Inc | COM | 45253H101 | 4 | 162 | SH | Call | SOLE | 162 | 0 | 0 | |
Immunogen Inc | COM | 45253H101 | 18 | 279 | SH | Call | SOLE | 279 | 0 | 0 | |
Immunogen Inc | COM | 45253H101 | 133 | 2,213 | SH | Call | SOLE | 2,213 | 0 | 0 | |
Immunogen Inc | COM | 45253H101 | 92 | 1,942 | SH | Call | SOLE | 1,942 | 0 | 0 | |
Immunogen Inc | COM | 45253H101 | 27 | 338 | SH | Call | SOLE | 338 | 0 | 0 | |
Incyte Corp | COM | 45337C102 | 26 | 2,100 | SH | Call | SOLE | 2,100 | 0 | 0 | |
Incyte Corp | COM | 45337C102 | 3,511 | 55,207 | SH | SOLE | 55,207 | 0 | 0 | ||
Inogen Inc | COM | 45780L104 | 22 | 400 | SH | Call | SOLE | 400 | 0 | 0 | |
Inogen Inc | COM | 45780L104 | 580 | 4,669 | SH | SOLE | 4,669 | 0 | 0 | ||
INSPIRE MED SYS INC | COM | 457730109 | 319 | 750 | SH | Call | SOLE | 750 | 0 | 0 | |
INSPIRE MED SYS INC | COM | 457730109 | 15,323 | 362,673 | SH | SOLE | 362,673 | 0 | 0 | ||
Intersect ENT Inc | COM | 46071F103 | 5,364 | 190,335 | SH | SOLE | 190,335 | 0 | 0 | ||
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 5 | 277 | SH | Call | SOLE | 277 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 176 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 337 | 1,650 | SH | Put | SOLE | 1,650 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 436 | 1,600 | SH | Put | SOLE | 1,600 | 0 | 0 | |
Kala Pharmaceuticals Inc | COM | 483119103 | 1,056 | 215,870 | SH | SOLE | 215,870 | 0 | 0 | ||
KODIAK SCIENCES INC | COM | 50015M109 | 173 | 24,319 | SH | SOLE | 24,319 | 0 | 0 | ||
LivaNova PLC | SHS | G5509L101 | 3,659 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
Masimo Corp | COM | 574795100 | 836 | 7,783 | SH | SOLE | 7,783 | 0 | 0 | ||
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 39 | 1,944 | SH | Put | SOLE | 1,944 | 0 | 0 | |
Medtronic PLC | SHS | G5960L103 | 584 | 4,000 | SH | Call | SOLE | 4,000 | 0 | 0 | |
ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 | 484 | 5,230 | SH | Put | SOLE | 5,230 | 0 | 0 | |
NanoString Technologies Inc | COM | 63009R109 | 8,844 | 596,392 | SH | SOLE | 596,392 | 0 | 0 | ||
Novavax Inc | COM | 670002104 | 1,192 | 647,783 | SH | SOLE | 647,783 | 0 | 0 | ||
NanoString Technologies Inc | COM | 63009R109 | 33 | 3,288 | SH | Call | SOLE | 3,288 | 0 | 0 | |
Novavax Inc | COM | 670002104 | 318 | 2,767 | SH | Call | SOLE | 2,767 | 0 | 0 | |
Novavax Inc | COM | 670002104 | 23 | 222 | SH | Call | SOLE | 222 | 0 | 0 | |
Nevro Corp | COM | 64157F103 | 74 | 900 | SH | Put | SOLE | 900 | 0 | 0 | |
ORTHOFIX MED INC | COM | 68752M108 | 120 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
ORTHOFIX MED INC | COM | 68752M108 | 669 | 12,738 | SH | SOLE | 12,738 | 0 | 0 | ||
Orthopediatrics Corp | COM | 68752L100 | 4,075 | 116,831 | SH | SOLE | 116,831 | 0 | 0 | ||
OTONOMY INC | COM | 68906L105 | 1,658 | 896,387 | SH | SOLE | 896,387 | 0 | 0 | ||
Puma Biotechnology Inc | COM | 74587V107 | 1 | 88 | SH | Call | SOLE | 88 | 0 | 0 | |
Portola Pharmaceuticals Inc | COM | 737010108 | 976 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PROQR THRAPEUTICS N V | SHS EURO | N71542109 | 1,212 | 76,827 | SH | SOLE | 76,827 | 0 | 0 | ||
Portola Pharmaceuticals Inc | COM | 737010108 | 31 | 62 | SH | Call | SOLE | 62 | 0 | 0 | |
Portola Pharmaceuticals Inc | COM | 737010108 | 9 | 438 | SH | Put | SOLE | 438 | 0 | 0 | |
R1 RCM Inc | COM | 749397105 | 281 | 35,283 | SH | SOLE | 35,283 | 0 | 0 | ||
RADIUS HEALTH INC | COM NEW | 750469207 | 942 | 57,131 | SH | SOLE | 57,131 | 0 | 0 | ||
Rigel Pharmaceuticals Inc | COM NEW | 766559603 | 764 | 332,056 | SH | SOLE | 332,056 | 0 | 0 | ||
Sesen Bio Inc | COM | 817763105 | 284 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 0 | 23 | SH | Call | SOLE | 23 | 0 | 0 | |
SI BONE INC | COM | 825704109 | 4,485 | 214,684 | SH | SOLE | 214,684 | 0 | 0 | ||
SIENTRA INC | COM | 82621J105 | 145 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
SIENTRA INC | COM | 82621J105 | 78 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
SIENTRA INC | COM | 82621J105 | 180 | 1,500 | SH | Put | SOLE | 1,500 | 0 | 0 | |
SIENTRA INC | COM | 82621J105 | 390 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
Syndax Pharmaceuticals Inc | COM | 87164F105 | 6 | 1,107 | SH | Call | SOLE | 1,107 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,105 | 3,270 | SH | Put | SOLE | 3,270 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 845 | 1,650 | SH | Put | SOLE | 1,650 | 0 | 0 | |
STAAR Surgical Co | COM PAR $0.01 | 852312305 | 6,326 | 198,256 | SH | SOLE | 198,256 | 0 | 0 | ||
Tandem Diabetes Care Inc | COM NEW | 875372203 | 3,680 | 96,914 | SH | SOLE | 96,914 | 0 | 0 | ||
VAPOTHERM INC | COM | 922107107 | 2,984 | 149,554 | SH | SOLE | 149,554 | 0 | 0 | ||
VERRICA PHARMACEUTICALS INC | COM | 92511W108 | 521 | 63,916 | SH | SOLE | 63,916 | 0 | 0 | ||
ViewRay Inc | COM | 92672L107 | 1,680 | 276,805 | SH | SOLE | 276,805 | 0 | 0 | ||
VITAL THERAPIES INC | COM | 92847R104 | 3 | 14,100 | SH | SOLE | 14,100 | 0 | 0 | ||
VIVEVE MED INC | COM NEW | 92852W204 | 77 | 73,527 | SH | SOLE | 73,527 | 0 | 0 | ||
Vanda Pharmaceuticals Inc | COM | 921659108 | 22 | 344 | SH | Put | SOLE | 344 | 0 | 0 | |
ViewRay Inc | COM | 92672L107 | 8 | 1,500 | SH | Call | SOLE | 1,500 | 0 | 0 | |
WRIGHT MED GROUP N V | ORD SHS 0.03 PAR | N96617118 | 5,749 | 211,200 | SH | SOLE | 211,200 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 188 | 1,500 | SH | Put | SOLE | 1,500 | 0 | 0 | |
Zogenix Inc | COM NEW | 98978L204 | 1,782 | 48,887 | SH | SOLE | 48,887 | 0 | 0 |