The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADAPTIVE BIOTECHNOLOGIES COR | COM | 00650F109 | 845 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
AFFIMED N V | COM | N01045108 | 175 | 60,907 | SH | SOLE | 60,907 | 0 | 0 | ||
AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 2,298 | 359,000 | SH | SOLE | 346,000 | 0 | 13,000 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 5,761 | 34,000 | SH | Call | SOLE | 34,000 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 3,813 | 22,500 | SH | SOLE | 21,000 | 0 | 1,500 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 1,970 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 3,787 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 2,344 | 44,000 | SH | SOLE | 44,000 | 0 | 0 | ||
APTINYX INC | COM | 03836N103 | 167 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
AQUABOUNTY TECHNOLOGIES INC | COM NEW | 03842K200 | 890 | 290,000 | SH | SOLE | 260,000 | 0 | 30,000 | ||
ATHENEX INC | COM | 04685N103 | 990 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ATLASSIAN CORP PLC | CL A | G06242104 | 1,308 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BARCLAYS BK PLC | IPATH B SHRT TRM | 06746P621 | 1,300 | 50,000 | SH | Call | SOLE | 40,000 | 0 | 10,000 | |
BOYD GAMING CORP | COM | 103304101 | 808 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
BOYD GAMING CORP | COM | 103304101 | 3,233 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | COM | 165167107 | 488 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
CLEVELAND CLIFFS INC | COM | 185899101 | 907 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
CONCRETE PUMPING HLDGS INC | COM | 206704108 | 328 | 64,000 | SH | SOLE | 64,000 | 0 | 0 | ||
CRITEO S A | SPONS ADS | 226718104 | 344 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 683 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 2,732 | 40,000 | SH | SOLE | 36,000 | 0 | 4,000 | ||
DARIOHEALTH CORP | COM | 23725P100 | 14 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
DARLING INGREDIENTS INC | COM | 237266101 | 4,475 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
DIGITAL TURBINE INC | COM NEW | 25400W102 | 225 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
DISH NETWORK CORP | CL A | 25470M109 | 388 | 10,100 | SH | Call | SOLE | 10,100 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 11,171 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
DOMO INC | COM CL B | 257554105 | 601 | 22,000 | SH | Put | SOLE | 22,000 | 0 | 0 | |
DROPBOX INC | CL A | 26210C104 | 1,628 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
EASTSIDE DISTILLING INC | COM PAR | 277802302 | 108 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 4,050 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
ENDAVA PLC | ADS | 29260V105 | 1,823 | 45,300 | SH | SOLE | 45,300 | 0 | 0 | ||
FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 915 | 89,816 | SH | SOLE | 89,816 | 0 | 0 | ||
FASTLY INC | CL A | 31188V100 | 973 | 48,000 | SH | SOLE | 48,000 | 0 | 0 | ||
FUNKO INC | COM CL A | 361008105 | 1,647 | 68,000 | SH | SOLE | 68,000 | 0 | 0 | ||
GOGO INC | COM | 38046C109 | 558 | 140,186 | SH | SOLE | 140,186 | 0 | 0 | ||
GREENLANE HLDGS INC | CL A | 395330103 | 287 | 29,960 | SH | SOLE | 29,960 | 0 | 0 | ||
GUARDANT HEALTH INC | COM | 40131M109 | 1,036 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 1,724 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 4,827 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
I3 VERTICALS INC | COM CL A | 46571Y107 | 2,945 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
INTELSAT S A | COM | L5140P101 | 467 | 24,000 | SH | Call | SOLE | 24,000 | 0 | 0 | |
INTELSAT S A | COM | L5140P101 | 934 | 48,000 | SH | SOLE | 48,000 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 3,735 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
ISHARES TR | EXPANDED TECH | 464287515 | 8,738 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 10,122 | 84,000 | SH | SOLE | 84,000 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 21,770 | 140,000 | SH | Call | SOLE | 140,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 4,665 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 4,665 | 30,000 | SH | SOLE | 25,000 | 0 | 5,000 | ||
IZEA WORLDWIDE INC | COM | 46604H105 | 246 | 480,000 | SH | SOLE | 480,000 | 0 | 0 | ||
J JILL INC | COM | 46620W102 | 172 | 86,346 | SH | SOLE | 86,346 | 0 | 0 | ||
LIVERAMP HLDGS INC | COM | 53815P108 | 2,836 | 58,500 | SH | SOLE | 58,500 | 0 | 0 | ||
MADISON SQUARE GARDEN CO NEW | CL A | 55825T103 | 700 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
MARKER THERAPEUTICS INC | COM | 57055L107 | 539 | 68,100 | SH | Call | SOLE | 68,100 | 0 | 0 | |
MARKER THERAPEUTICS INC | COM | 57055L107 | 539 | 68,000 | SH | SOLE | 68,000 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 2,679 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
MODERN MEDIA ACQUISITION | *W EXP 05/17/202 | 60765P111 | 7 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 10,652 | 29,000 | SH | SOLE | 28,000 | 0 | 1,000 | ||
NEUROTROPE INC | COM NEW | 64129T207 | 617 | 76,901 | SH | SOLE | 76,901 | 0 | 0 | ||
NOODLES & CO | COM CL A | 65540B105 | 686 | 87,000 | SH | SOLE | 87,000 | 0 | 0 | ||
OCCIDENTAL PETE CORP | COM | 674599105 | 628 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
PARSONS CORPORATION | COM | 70202L102 | 2,765 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
PENN NATL GAMING INC | COM | 707569109 | 1,167 | 60,600 | SH | Call | SOLE | 60,600 | 0 | 0 | |
PENN NATL GAMING INC | COM | 707569109 | 2,215 | 115,000 | SH | SOLE | 115,000 | 0 | 0 | ||
PERSONALIS INC | COM | 71535D106 | 3,801 | 140,000 | SH | SOLE | 135,000 | 0 | 5,000 | ||
QUDIAN INC | ADR | 747798106 | 1,519 | 202,500 | SH | Call | SOLE | 202,500 | 0 | 0 | |
QUICKLOGIC CORP | COM | 74837P108 | 93 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
RENEWABLE ENERGY GROUP INC | COM NEW | 75972A301 | 476 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
REVOLVE GROUP INC | CL A | 76156B107 | 2,139 | 62,000 | SH | SOLE | 58,000 | 0 | 4,000 | ||
RMR GROUP INC | CL A | 74967R106 | 940 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
RUBICON PROJ INC | COM | 78112V102 | 775 | 121,826 | SH | SOLE | 121,826 | 0 | 0 | ||
RUHNN HLDG LTD | ADS | 781314109 | 344 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
SEA LTD | SPONSORED ADS | 81141R100 | 5,083 | 153,000 | SH | SOLE | 146,000 | 0 | 7,000 | ||
SILK ROAD MEDICAL INC | COM | 82710M100 | 2,864 | 59,100 | SH | SOLE | 57,400 | 0 | 1,700 | ||
SNAP INC | CL A | 83304A106 | 1,144 | 80,000 | SH | Call | SOLE | 80,000 | 0 | 0 | |
SNAP INC | CL A | 83304A106 | 3,475 | 243,000 | SH | SOLE | 228,000 | 0 | 15,000 | ||
SOLITON INC | COM | 834251100 | 735 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
SONIM TECHNOLOGIES INC | COM | 83548F101 | 446 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
SONY CORP | SPONSORED ADR | 835699307 | 786 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
SONY CORP | SPONSORED ADR | 835699307 | 10,331 | 197,200 | SH | SOLE | 191,200 | 0 | 6,000 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 20,510 | 70,000 | SH | Call | SOLE | 70,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 42,778 | 146,000 | SH | Put | SOLE | 134,000 | 0 | 12,000 | |
STARS GROUP INC | COM | 85570W100 | 417 | 24,400 | SH | SOLE | 24,400 | 0 | 0 | ||
SYNLOGIC INC | COM | 87166L100 | 455 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 7,947 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
TELARIA INC | COM | 879181105 | 1,775 | 236,000 | SH | SOLE | 236,000 | 0 | 0 | ||
TURTLE BEACH CORP | COM NEW | 900450206 | 2,861 | 247,530 | SH | SOLE | 247,530 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 15,166 | 327,000 | SH | SOLE | 313,000 | 0 | 14,000 | ||
VIEWRAY INC | COM | 92672L107 | 352 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
VIEWRAY INC | COM | 92672L107 | 1,884 | 213,805 | SH | SOLE | 213,805 | 0 | 0 | ||
WEATHERFORD INTL PLC | ORD SHS | G48833100 | 75 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
WIDEOPENWEST INC | COM | 96758W101 | 298 | 40,990 | SH | SOLE | 40,990 | 0 | 0 | ||
YY INC | SPONSORED ADS A | 98426T106 | 836 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 355 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
ZYNGA INC | CL A | 98986T108 | 7,111 | 1,160,000 | SH | SOLE | 1,120,000 | 0 | 40,000 |