0001589278-18-000002.txt : 20180214 0001589278-18-000002.hdr.sgml : 20180214 20180214171143 ACCESSION NUMBER: 0001589278-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StratiFi, LLC CENTRAL INDEX KEY: 0001589278 IRS NUMBER: 263130706 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16797 FILM NUMBER: 18613580 BUSINESS ADDRESS: STREET 1: 77 GEARY STREET, 5TH FLOOR, SUITE 540 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 415-548-6421 MAIL ADDRESS: STREET 1: 77 GEARY STREET, 5TH FLOOR, SUITE 540 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 FORMER COMPANY: FORMER CONFORMED NAME: LOGe Solutions, LLC DATE OF NAME CHANGE: 20131016 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001589278 XXXXXXXX 12-31-2017 12-31-2017 false StratiFi, LLC

77 Geary Street, 5th Floor, Suite 540 San Francisco CA 94108

13F COMBINATION REPORT 028-16797 0001655543 Cavalier Investments, LLC N Heidi Johnson 415-645-6503 /s/ Heidi Johnson San Francisco CA 02-14-2018 3 17 683186 1 0001589282 Fort Point Capital Partners, LLC 2 0001543991 028-14923 Smith & Howard Wealth Management, LLC 3 0001567755 028-15851 Private Advisor Group, LLC INFORMATION TABLE 2 infotable.xml APPLE INC PUT 037833950 998 5900 SH Put DFND 1 0 0 5900 ISHARES TR PUT 464287955 9731 138400 SH Put SOLE 0 0 138400 ISHARES TR PUT 464287954 1786 37900 SH Put SOLE 0 0 37900 ISHARES TR PUT 464287955 28659 358300 SH Put DFND 1 0 0 358300 ISHARES TR PUT 464287954 7162 152000 SH Put DFND 1 0 0 152000 SALESFORCE COM INC PUT 79466L952 7596 74300 SH Put DFND 1 0 0 74300 SPDR S&P 500 ETF TR CALL 78462F903 934 3500 SH Call OTR 3 0 0 3500 SPDR S&P 500 ETF TR PUT 78462F953 640 2400 SH Put OTR 3 0 0 2400 SPDR S&P 500 ETF TR CALL 78462F903 326583 1223800 SH Call DFND 1 0 0 1223800 SPDR S&P 500 ETF TR PUT 78462F953 534 2000 SH Put OTR 2 0 0 2000 SPDR S&P 500 ETF TR PUT 78462F953 240 900 SH Put OTR 0 0 900 SPDR S&P 500 ETF TR CALL 78462F903 801 3000 SH Call OTR 2 0 0 3000 SPDR S&P 500 ETF TR PUT 78462F953 180985 678200 SH Put DFND 1 0 0 678200 SPDR S&P 500 ETF TR PUT 78462F953 20388 76400 SH Put SOLE 0 0 76400 SPDR S&P 500 ETF TR CALL 78462F903 240 900 SH Call OTR 0 0 900 SPDR S&P 500 ETF TR CALL 78462F903 80 300 SH Call SOLE 1 0 0 300 SPDR S&P 500 ETF TR CALL 78462F903 95829 359100 SH Call SOLE 0 0 359100