0001140361-21-000341.txt : 20210106 0001140361-21-000341.hdr.sgml : 20210106 20210106162942 ACCESSION NUMBER: 0001140361-21-000341 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210105 FILED AS OF DATE: 20210106 DATE AS OF CHANGE: 20210106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scheyer Eric J CENTRAL INDEX KEY: 0001589127 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39832 FILM NUMBER: 21510974 MAIL ADDRESS: STREET 1: 725 FIFTH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Elm Group, Inc. CENTRAL INDEX KEY: 0001831096 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 853622015 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 800 SOUTH STREET, SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 BUSINESS PHONE: (617) 375-3006 MAIL ADDRESS: STREET 1: 800 SOUTH STREET, SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 4 1 form4.xml FORM 4 X0306 4 2021-01-05 0001831096 Great Elm Group, Inc. GEG 0001589127 Scheyer Eric J C/O GREAT ELM GROUP, INC. 800 SOUTH STREET, SUITE 230 WALTHAM MA 02453 true Common Stock 2021-01-05 4 A 0 7727 0 A 62368 D Eric Scheyer was awarded 7,727 restricted shares that fully vested on the grant date, January 5, 2021. As of December 29, 2020, Great Elm Group, Inc. ("GEG") became the successor issuer to, and parent holding company of, Forest Investments, Inc., a Delaware corporation ("Forest"), formerly known as Great Elm Capital Group, Inc., pursuant to a holding company reorganization in which all of Forest's outstanding shares were automatically converted into equivalent corresponding shares of GEG. /s/ Adam M. Kleinman, attorney-in-fact 2021-01-06