0001193125-23-298227.txt : 20231219 0001193125-23-298227.hdr.sgml : 20231219 20231219092926 ACCESSION NUMBER: 0001193125-23-298227 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20231219 DATE AS OF CHANGE: 20231219 GROUP MEMBERS: EXOR NEDERLAND N.V. GROUP MEMBERS: GIOVANNI AGNELLI B.V. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CLARIVATE PLC CENTRAL INDEX KEY: 0001764046 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] ORGANIZATION NAME: 06 Technology IRS NUMBER: 000000000 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-91283 FILM NUMBER: 231495741 BUSINESS ADDRESS: STREET 1: 4TH FLOOR, ST. PAUL'S GATE STREET 2: 22-24 NEW STREET CITY: ST. HELIER STATE: Y9 ZIP: JE14TR BUSINESS PHONE: (207) 433-4000 MAIL ADDRESS: STREET 1: 70 ST. MARY AXE CITY: LONDON STATE: X0 ZIP: EC3A 8BE FORMER COMPANY: FORMER CONFORMED NAME: CLARIVATE Plc DATE OF NAME CHANGE: 20200507 FORMER COMPANY: FORMER CONFORMED NAME: Clarivate Analytics PLC DATE OF NAME CHANGE: 20190108 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Exor N.V. CENTRAL INDEX KEY: 0001589122 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: SYMPHONY BUILDING STREET 2: GUSTAV MAHLERPLEIN 25 CITY: AMSTERDAM STATE: P7 ZIP: 1082 MS BUSINESS PHONE: 390115090345 MAIL ADDRESS: STREET 1: SYMPHONY BUILDING STREET 2: GUSTAV MAHLERPLEIN 25 CITY: AMSTERDAM STATE: P7 ZIP: 1082 MS FORMER COMPANY: FORMER CONFORMED NAME: Exor S.p.A. DATE OF NAME CHANGE: 20131011 SC 13D/A 1 d654475dsc13da.htm SC 13D/A SC 13D/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 3)*

 

 

Clarivate Plc

(Name of Issuer)

Ordinary shares, no par value

(Title of Class of Securities)

G21810109

(CUSIP Number)

Scott Miller

Sullivan & Cromwell LLP

125 Broad Street

New York, NY 10004

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

December 18, 2023

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  ☐

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7 for other parties to whom copies are to be sent.

 

 

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. G21810109

 

  1    

  NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

  Giovanni Agnelli B.V.

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (see instructions)

  (a)  ☐        (b)  ☒

 

  3  

  SEC USE ONLY

 

  4  

  SOURCE OF FUNDS* (see instructions)

 

  WC

  5  

  CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

  ☐

  6  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  The Netherlands

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

 

     7    

  SOLE VOTING POWER

 

  63,855,293

     8  

  SHARED VOTING POWER

 

  0

     9  

  SOLE DISPOSITIVE POWER

 

  63,855,293

   10  

  SHARED DISPOSITIVE POWER

 

  0

11    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  63,855,293

12  

  CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* (see instructions)

 

  ☐

13  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

  9.62%*

14  

  TYPE OF REPORTING PERSON* (see instructions)

 

  HC, CO

 

* 

This calculation is based on 663,922,882 ordinary shares, no par value (the “Shares”), outstanding as of October 27, 2023, as reported in the Issuer’s Form 10-Q for the quarterly period ended September 30, 2023 (the “Form 10-Q”) which the Issuer filed on November 7, 2023.

 

Page 2 of 7


CUSIP No. G21810109

 

  1    

  NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

  Exor N.V.

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (see instructions)

  (a)  ☐        (b)  ☒

 

  3  

  SEC USE ONLY

 

  4  

  SOURCE OF FUNDS* (see instructions)

 

  WC

  5  

  CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

  ☐

  6  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  The Netherlands

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

 

     7    

  SOLE VOTING POWER

 

  63,855,293

     8  

  SHARED VOTING POWER

 

  0

     9  

  SOLE DISPOSITIVE POWER

 

  63,855,293

   10  

  SHARED DISPOSITIVE POWER

 

  0

11    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  63,855,293

12  

  CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* (see instructions)

 

  ☐

13  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

  9.62%*

14  

  TYPE OF REPORTING PERSON* (see instructions)

 

  HC, CO

 

* 

This calculation is based on 663,922,882 Shares outstanding as of October 27, 2023, as reported in the Form 10-Q which the Issuer filed on November 7, 2023.

 

Page 3 of 7


CUSIP No. G21810109

 

  1    

  NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

  Exor Nederland N.V.

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (see instructions)

  (a)  ☐        (b)  ☒

 

  3  

  SEC USE ONLY

 

  4  

  SOURCE OF FUNDS* (see instructions)

 

  WC

  5  

  CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

  ☐

  6  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  The Netherlands

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

 

     7    

  SOLE VOTING POWER

 

  63,855,293

     8  

  SHARED VOTING POWER

 

  0

     9  

  SOLE DISPOSITIVE POWER

 

  63,855,293

   10  

  SHARED DISPOSITIVE POWER

 

  0

11    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  63,855,293

12  

  CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* (see instructions)

 

  ☐

13  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

  9.62%*

14  

  TYPE OF REPORTING PERSON* (see instructions)

 

  HC, CO

 

* 

This calculation is based on 663,922,882 Shares outstanding as of October 27, 2023, as reported in the Form 10-Q which the Issuer filed on November 7, 2023.

 

Page 4 of 7


CUSIP No. G21810109

 

This Amendment No. 3 (the “Amendment No. 3”) relates to the Schedule 13D filed on October 23, 2023 (the “Original Schedule 13D”) by (1) Giovanni Agnelli B.V. (“G.A.”), (2) Exor N.V. (“Exor”) and (3) Exor Nederland N.V. (“Exor Nederland”) and together with G.A. and Exor, the (“Reporting Persons”, and individually referred to herein as a “Reporting Person”), and amended by Amendment No. 1 to Schedule 13D filed on November 8, 2023 and Amendment No. 2 to Schedule 13D filed on December 4, 2023. Except as otherwise provided herein, each Item of the Original 13D, as amended, remains unchanged.

Item 3. Source and Amount of Funds or Other Consideration.

Item 3 of the Original Schedule 13D, as amended, is hereby amended and supplemented by adding the following information:

All Shares purchased by the Reporting Persons were purchased using investment capital of the Reporting Persons.

Item 5. Interest in Securities of the Issuer.

Item 5(c) of the Original Schedule 13D, as amended, is hereby amended and supplemented by adding the following information.

“Exhibit 99.2, which is incorporated by reference into this Item 5(c) as if restated in full, describes all of the transactions in the class of securities reported in this Schedule 13D (as amended) that were effected by the Reporting Persons in the past 60 days. Except as set forth in Exhibit 99.2 attached hereto, no reportable transactions were effected by any Reporting Person within the last 60 days.”

Item 7. Material to be Filed as Exhibits.

 

Exhibit Number

  

Description of Exhibits

99.1    Joint Filing Agreement (previously filed)
99.2    Trading data (filed herewith)

 

Page 5 of 7


CUSIP No. G21810109

 

SIGNATURE

After reasonable inquiry and to the best of the undersigned’s knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Dated: December 19, 2023     GIOVANNI AGNELLI B.V.
    By:  

/s/ Guido De Boer

    Name:   Guido De Boer
    Title:   Authorized Signatory

 

    EXOR N.V.
    By:  

/s/ Guido De Boer

    Name:   Guido De Boer
    Title:   Authorized Signatory

 

    EXOR NEDERLAND N.V.
    By:  

/s/ Guido De Boer

    Name:   Guido De Boer
    Title:   Authorized Signatory

 

Page 6 of 7

EX-99.2 2 d654475dex992.htm EX-99.2 EX-99.2

Exhibit 99.2

CUSIP No. G21810109

TRADING DATA

 

Date

 

Buy/Sell

 

Number of Ordinary

Shares

  Price Per Share ($)  

10-Oct-23

  BUY   465,194   $ 6.7317  

11-Oct-23

  BUY   731,528   $ 6.8581  

12-Oct-23

  BUY   432,149   $ 6.7470  

13-Oct-23

  BUY   304,243   $ 6.7597  

16-Oct-23

  BUY   7,221,922   $ 6.8123  

17-Oct-23

  BUY   103,334   $ 6.9983  

18-Oct-23

  BUY   42,962   $ 6.7849  

19-Oct-23

  BUY   365,517   $ 6.7664  

20-Oct-23

  BUY   415,419   $ 6.7329  

23-Oct-23

  BUY   559,693   $ 6.6757  

24-Oct-23

  BUY   685,824   $ 6.6392  

25-Oct-23

  BUY   619,334   $ 6.4821  

26-Oct-23

  BUY   616,612   $ 6.4811  

27-Oct-23

  BUY   301,030   $ 6.4289  

30-Oct-23

  BUY   418,483   $ 6.3698  

31-Oct-23

  BUY   406,201   $ 6.3930  

1-Nov-23

  BUY   355,651   $ 6.2767  

2-Nov-23

  BUY   850,000   $ 6.5640  

3-Nov-23

  BUY   709,876   $ 6.8965  

6-Nov-23

  BUY   828,380   $ 6.7708  

13-Nov-23

  BUY   795,398   $ 6.4692  

14-Nov-23

  BUY   1,487,478   $ 7.1974  

15-Nov-23

  BUY   460,132   $ 7.2398  

16-Nov-23

  BUY   478,038   $ 7.1655  

17-Nov-23

  BUY   550,222   $ 7.1886  

20-Nov-23

  BUY   26,552   $ 7.1835  

21-Nov-23

  BUY   528,170   $ 7.2378  

22-Nov-23

  BUY   159,299   $ 7.2334  

24-Nov-23

  BUY   158,345   $ 7.2344  

27-Nov-23

  BUY   40,413   $ 7.2019  

29-Nov-23

  BUY   1,000,000   $ 7.6671  

30-Nov-23

  BUY   1,559,038   $ 7.7473  

1-Dec-23

  BUY   843,226   $ 7.9485  

4-Dec-23

  BUY   821,829   $ 7.9789  

5-Dec-23

  BUY   702,550   $ 7.8642  

6-Dec-23

  BUY   715,985   $ 8.0225  

7-Dec-23

  BUY   440,808   $ 8.0100  

8-Dec-23

  BUY   576,467   $ 8.0326  

11-Dec-23

  BUY   458,934   $ 7.9983  

12-Dec-23

  BUY   526,690   $ 8.0056  

13-Dec-23

  BUY   180,472   $ 8.0727  

14-Dec-23

  BUY   897,017   $ 8.7140  

15-Dec-23

  BUY   985,268   $ 8.5055  

18-Dec-23

  BUY   557,591   $ 8.4725  

 

Page 7 of 7