X0306 4 2018-10-04 0 0000003545 ALICO INC ALCO 0001589074 Brokaw George R 33 EAST 70TH STREET NEW YORK NY 10021 1 1 0 0 Executive Vice Chairman Alico, Inc., Common Stock, Par Value $1.00 2018-10-04 4 A 0 891 33.67 A 138984 D Alico, Inc., Common Stock, Par Value $1.00 3180405 I By 734 Investors, LLC Alico, Inc., Common Stock, Par Value $1.00 270882 I By Delta Offshore Master II, LTD Options to Purchase Common Stock 27.15 2018-09-04 2026-12-31 Alico, Inc., Common Stock, Par Value $1.00 187500 225000 D These shares were issued under the Stock Incentive Plan of 2015 Represents shares owned by 734 Investors, LLC. 734 Agriculture, LLC is the managing member of 734 Investor, LLC. The Reporting Person and Remy W. Trafelet are members of 734 Agriculture, LLC. The Reporting Person disclaims beneficial ownership of the Issuer's Common Stock held by 734 Investors, LLC except to the extent of his pecuniary interest therein. Delta Offshore Master II, LTD (the "Fund") owns 270,882 shares of the Company's Common Stock. Trafelet Brokaw Capital Management, L.P. ("TCBM") serves as investment manager to the Fund, and in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Trafelet & Company, LLC ("TC") serves as the general partner of TBCM. Mr. Brokaw may be deemed to have indirect beneficial ownership for the shares reported herein based on his relationship with TBCM. Mr. Brokaw disclaims beneficial ownership for the Company's Common Stock held by the Fund except to the extent of his pecuniary interest therein. Represents the forfeiture of stock options granted under the Stock Incentive Plan of 2015 to the reporting person on December 31, 2016 that were eligible to vest based on certain financial performance objectives. On September 4, 2018, the reporting person forfeited 187,500 options. George R. Brokaw 2018-10-15