X0306 4 2016-01-06 0 0000003545 ALICO INC alco 0001589074 Brokaw George R 410 PARK AVENUE 17TH FLOOR NEW YORK NY 10022 1 0 1 0 Alico, Inc., Common Stock, Par Value $1.00 2016-01-06 2016-01-06 4 A 0 796 37.67 A 127768 D Alico, Inc., Common Stock, Par Value $1.00 258547 I By Delta Offshore Master II, LTD Alico, Inc., Common Stock, Par Value $1.00 3705457 I By 734 Investors, LLC Delta Offshore Master II, LTD (the "Fund") owns 258,547 shares of the Company's Common Stock. Trafelet Brokaw Capital Management, L.P. ("TCBM") serves as investment manager to the Fund, and in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Trafelet & Company, LLC ("TC") serves as the general partner of TBCM. Mr. Brokaw may be deemed to have indirect beneficial ownership for the shares reported herein based on his relationship with TBCM. Mr. Brokaw disclaims beneficial ownership for the Company's Common Stock held by the Fund except to the extent of his pecuniary interest therein. On November 19, 2013, 734 Investors, LLC purchased 3,705,457 shares of the Company's Common Stock. 734 Agriculture, LLC is the managing member of 734 Investors, LLC. Mr. Brokaw and Remy W. Trafelet are the members of 734 Agriculture, LLC. Mr. Brokaw disclaims beneficial ownership of the Company's Common Stock held by 734 Investors, LLC except to the extent of his pecuniary interest therein. These shares were issued under the Stock Incentive Equity Plan of 2015 George R. Brokaw 2016-01-06