0000929638-23-002354.txt : 20230825 0000929638-23-002354.hdr.sgml : 20230825 20230825162231 ACCESSION NUMBER: 0000929638-23-002354 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230823 FILED AS OF DATE: 20230825 DATE AS OF CHANGE: 20230825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: First Light Asset Management, LLC CENTRAL INDEX KEY: 0001600004 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36329 FILM NUMBER: 231208605 BUSINESS ADDRESS: STREET 1: 3300 EDINBOROUGH WAY STREET 2: SUITE 201 CITY: EDINA STATE: MN ZIP: 55435 BUSINESS PHONE: 952-831-6500 MAIL ADDRESS: STREET 1: 3300 EDINBOROUGH WAY STREET 2: SUITE 201 CITY: EDINA STATE: MN ZIP: 55435 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arens Mathew Paul CENTRAL INDEX KEY: 0001991162 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36329 FILM NUMBER: 231208606 MAIL ADDRESS: STREET 1: C/O FIRST LIGHT ASSET MANAGEMENT, LLC STREET 2: 3300 EDINBOROUGH WAY, SUITE 201 CITY: EDINA STATE: MN ZIP: 55435 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Societal CDMO, Inc. CENTRAL INDEX KEY: 0001588972 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 261523233 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 E. UWCHLAN AVE, SUITE 112 CITY: EXTON STATE: PA ZIP: 19341 BUSINESS PHONE: 770-534-8239 MAIL ADDRESS: STREET 1: 1 E. UWCHLAN AVE, SUITE 112 CITY: EXTON STATE: PA ZIP: 19341 FORMER COMPANY: FORMER CONFORMED NAME: Recro Pharma, Inc. DATE OF NAME CHANGE: 20131010 3 1 form3.xml X0206 3 2023-08-23 0 0001588972 Societal CDMO, Inc. SCTL 0001991162 Arens Mathew Paul C/O FIRST LIGHT ASSET MANAGEMENT, LLC 3300 EDINBOROUGH WAY, SUITE 201 EDINA MN 55435 true true 0001600004 First Light Asset Management, LLC 3300 EDINBOROUGH WAY SUITE 201 EDINA MN 55435 true true Common Stock 635000 D Common Stock 13426396 I See Footnote Represents shares held for the benefit of private investment vehicles (the "Accounts") for which First Light Asset Management, LLC ("First Light") serves as investment adviser. Mr. Arens is the Managing Member, CEO and Senior Portfolio Manager of First Light. In such capacities, the Reporting Persons may be deemed to beneficially own securities held for the benefit of the Accounts. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of his or its pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose. Mr. Arens, a director of the Issuer. /s/ Mathew P. Arens 2023-08-25 FIRST LIGHT ASSET MANAGEMENT, LLC By: /s/ Kurt T. Peterson, Chief Compliance Officer 2023-08-25