0000929638-23-002354.txt : 20230825
0000929638-23-002354.hdr.sgml : 20230825
20230825162231
ACCESSION NUMBER: 0000929638-23-002354
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230823
FILED AS OF DATE: 20230825
DATE AS OF CHANGE: 20230825
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: First Light Asset Management, LLC
CENTRAL INDEX KEY: 0001600004
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36329
FILM NUMBER: 231208605
BUSINESS ADDRESS:
STREET 1: 3300 EDINBOROUGH WAY
STREET 2: SUITE 201
CITY: EDINA
STATE: MN
ZIP: 55435
BUSINESS PHONE: 952-831-6500
MAIL ADDRESS:
STREET 1: 3300 EDINBOROUGH WAY
STREET 2: SUITE 201
CITY: EDINA
STATE: MN
ZIP: 55435
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Arens Mathew Paul
CENTRAL INDEX KEY: 0001991162
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36329
FILM NUMBER: 231208606
MAIL ADDRESS:
STREET 1: C/O FIRST LIGHT ASSET MANAGEMENT, LLC
STREET 2: 3300 EDINBOROUGH WAY, SUITE 201
CITY: EDINA
STATE: MN
ZIP: 55435
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Societal CDMO, Inc.
CENTRAL INDEX KEY: 0001588972
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 261523233
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 E. UWCHLAN AVE, SUITE 112
CITY: EXTON
STATE: PA
ZIP: 19341
BUSINESS PHONE: 770-534-8239
MAIL ADDRESS:
STREET 1: 1 E. UWCHLAN AVE, SUITE 112
CITY: EXTON
STATE: PA
ZIP: 19341
FORMER COMPANY:
FORMER CONFORMED NAME: Recro Pharma, Inc.
DATE OF NAME CHANGE: 20131010
3
1
form3.xml
X0206
3
2023-08-23
0
0001588972
Societal CDMO, Inc.
SCTL
0001991162
Arens Mathew Paul
C/O FIRST LIGHT ASSET MANAGEMENT, LLC
3300 EDINBOROUGH WAY, SUITE 201
EDINA
MN
55435
true
true
0001600004
First Light Asset Management, LLC
3300 EDINBOROUGH WAY
SUITE 201
EDINA
MN
55435
true
true
Common Stock
635000
D
Common Stock
13426396
I
See Footnote
Represents shares held for the benefit of private investment vehicles (the "Accounts") for which First Light Asset Management, LLC ("First Light") serves as investment adviser. Mr. Arens is the Managing Member, CEO and Senior Portfolio Manager of First Light. In such capacities, the Reporting Persons may be deemed to beneficially own securities held for the benefit of the Accounts. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of his or its pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Mr. Arens, a director of the Issuer.
/s/ Mathew P. Arens
2023-08-25
FIRST LIGHT ASSET MANAGEMENT, LLC By: /s/ Kurt T. Peterson, Chief Compliance Officer
2023-08-25