0001140361-15-016884.txt : 20150429 0001140361-15-016884.hdr.sgml : 20150429 20150429193223 ACCESSION NUMBER: 0001140361-15-016884 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140902 FILED AS OF DATE: 20150429 DATE AS OF CHANGE: 20150429 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NexPoint Capital, Inc. CENTRAL INDEX KEY: 0001588272 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: (972) 628-4100 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: NexPoint Capital, LLC DATE OF NAME CHANGE: 20131002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NexPoint Advisors GP, LLC CENTRAL INDEX KEY: 0001615990 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01074 FILM NUMBER: 15814682 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 972.628.4100 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NexPoint Advisors, L.P. CENTRAL INDEX KEY: 0001617621 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01074 FILM NUMBER: 15814683 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 972.628.4100 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 4 1 doc1.xml FORM 4 X0306 4 2014-09-02 0 0001588272 NexPoint Capital, Inc. NONE 0001617621 NexPoint Advisors, L.P. 300 CRESCENT COURT, SUITE 700 DALLAS TX 75201 0 0 1 1 investment adviser 0001615990 NexPoint Advisors GP, LLC 300 CRESCENT COURT, SUITE 700 DALLAS TX 75201 0 0 1 0 Common Stock, par value $0.001 per share 2014-09-02 4 P 0 434780.16 9.2 A 456519.29 D Common Stock, par value $0.001 per share 2014-10-08 4 P 0 652173.91 9.2 A 1108693.21 D This Form 4 is being filed jointly by NexPoint Advisors, L.P. and NexPoint Advisors GP,LLC in connection with the shares of the Issuer directly acquired by NexPoint Advisors, L.P. NexPoint Advisors GP, LLC, as the general partner of NexPoint Advisors, L.P., may be viewed as having investment power over all of the shares of the Issuer owned by NexPoint Advisors, L.P. NexPoint Advisors GP, LLC disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein. /s/ Brian Mitts, Secretary of NexPoint Advisors, L.P. 2015-04-29 /s/ James Dondero, Sole Member of NexPoint Advisors GP, LLC 2015-04-29