0001562236-14-000002.txt : 20140918 0001562236-14-000002.hdr.sgml : 20140918 20140918161702 ACCESSION NUMBER: 0001562236-14-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140918 DATE AS OF CHANGE: 20140918 EFFECTIVENESS DATE: 20140918 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Galton Onshore Mortgage Recovery Fund III, L.P. CENTRAL INDEX KEY: 0001588032 IRS NUMBER: 421777430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-203744 FILM NUMBER: 141110245 BUSINESS ADDRESS: STREET 1: 500 MAMARONECK AVENUE STREET 2: 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 BUSINESS PHONE: (914) 670-4300 MAIL ADDRESS: STREET 1: 500 MAMARONECK AVENUE STREET 2: 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 D/A 1 primary_doc.xml X0707 D/A LIVE 0001588032 Galton Onshore Mortgage Recovery Fund III, L.P. 500 MAMARONECK AVENUE 4TH FLOOR HARRISON NY NEW YORK 10528 (914) 670-4300 DELAWARE None None Limited Partnership true 2012 Matthew Whalen 330 Madison Avenue 36th Floor New York NY NEW YORK 10017 Director Managing Member of Galton Capital Management, LLC, the Managing Member of Galton Capital Group, LLC, the Issuer's GP Paul Park 330 Madison Avenue 36th Floor New York NY NEW YORK 10017 Director Member of Galton Capital Management, LLC, the Managing Member of Galton Capital Group, LLC, the Issuer's General Partner Kevin Finnerty 330 Madison Avenue 36th Floor New York NY NEW YORK 10017 Director Member of Galton Capital Management, LLC, the Managing Member of Galton Capital Group, LLC, the Issuer's General Partner Alan Chan 330 Madison Avenue 36th Floor New York NY NEW YORK 10017 Director Member of Galton Capital Management, LLC, the Managing Member of Galton Capital Group, LLC, the Issuer's General Partner Alfred Lee 330 Madison Avenue 36th Floor New York NY NEW YORK 10017 Director Member of Galton Capital Management, LLC, the Managing Member of Galton Capital Group, LLC, the Issuer's General Partner Steven Molitor 330 Madison Avenue 36th Floor New York NY NEW YORK 10017 Director Member of Galton Capital Management, LLC, the Managing Member of Galton Capital Group, LLC, the Issuer's General Partner Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 true 0001588032-13-000001 2013-11-05 true true false 10000 Mariner Group Capital Markets, Inc. 25878 None None 500 Mamaroneck Avenue Harrison NY NEW YORK 10528 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Indefinite 32459670 Indefinite false 7 0 0 0 false Galton Onshore Mortgage Recovery Fund III, L.P. Matthew Whalen Matthew Whalen Managing Member of the Managing Member of the GP 2014-09-18