144 0001346166 XXXXXXXX LIVE 0001587987 NewtekOne, Inc. 001-36742 4800 T REX AVENUE SUITE 120 BOCA RATON FL 33431 212-356-9500 Mulia Salvatore Francis Director Common Ameriprise Financial Inc.

2865 Ameriprise Financial Center Minneapolis MN 55474

750 9383.63 25964046 08/21/2024 NASDAQ Common 11/25/2014 Previously vested stock award NewtekOne Inc N 240 11/25/2014 Previously vested stock award Common 12/10/2014 Previously vested stock award NewtekOne Inc N 510 12/10/2014 Previously vested stock award N Salvatore Mulia

6384 Costa Circle Naples FL 34113

Common 07/22/2024 750 10747.50 Salvatore Mulia

6384 Costa Circle Naples FL 34113

Common 06/21/2024 750 9352.50 Salvatore Mulia

6384 Costa Circle Naples FL 34113

Common 05/21/2024 750 9870.00 Shares that were sold were sold pursuant to a Rule 10b5-1 trading plan 08/21/2024 06/20/2023 /s/ Alexander Meginnes as a duly authorized representative of Ameriprise Financial Services Inc, as attorney-in-fact for Salvatore Mulia