X0407 4 2023-07-10 0 0001587987 NewtekOne, Inc. NEWT 0001702555 Zink Gregory L 4800 T-REX AVENUE SUITE 120 BOCA RATON FL 33431 1 0 0 0 0 Common stock 2023-07-10 4 A 0 1568 0.00 A 25289 D On July 10, 2023, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,568 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Gregory Zink 2023-07-11